OT FINANCIAL, LLC of TROY, OH is an SEC-registered investment adviser (CRD 170738). Regulatory assets under management: $169.8M.
Compensation: % of AUM, Fixed, Other.
Clients served: High net worth, Charities.
| Name | Role | Location |
|---|---|---|
| Thomas Joseph Kleptz | PRINCIPAL AND CHIEF COMPLIANCE OFFICER | — |
| KLEPTZ THOMAS JOSEPH | PRINCIPAL AND CHIEF COMPLIANCE OFFICER | — |