MONECO ADVISORS, LLC

MONECO ADVISORS, LLC of FAIRFIELD, CT is an SEC-registered investment adviser (CRD 171922). Regulatory assets under management: $2.3B.

Registration

Business model

Compensation: % of AUM, Hourly, Fixed.

Clients served: Individuals, High net worth, Pensions, Charities, Other.

Officers, owners & control persons (45)

Showing 25 of 45 people.

NameRoleLocation
Charles William RoccoBOARD MEMBER; CHIEF EXECUTIVE OFFICER; PARTNER—
Virginia L ThompsonBOARD MEMBER; CHIEF OPERATING OFFICER; PARTNER—
Derrek Lewis MetzBOARD MEMBER; CWO; PARTNER—
Allison Elizabeth LoringCHIEF COMPLIANCE OFFICER—
Arthur J KelleherBOARD MEMBER; PARTNER—
David James LincolnBOARD MEMBER; PARTNER—
John Maxwell RosenauBOARD MEMBER; PARTNER—
Todd Robert SchroederBOARD MEMBER; PARTNER—
Christopher Jon NeubertPARTNER—
Gregory Scott FlynnPARTNER—
Jason Adam HydePARTNER—
Rudolf John WeissPARTNER—
Eric Carl JohnsonBOARD MEMBER; PARTNER—
Salim P BoutagyPARTNER—
Peter Charles OsbornePARTNER—
Dana Seth PreisPARTNER—
David Reed AmedenPARTNER—
Colleen Killeen GalushkoPARTNER—
Joanna Ellen RussellPARTNER—
Timothy Joseph HickeyPARTNER—
Paul Alexander FarellaPARTNER—
William Nicholas BrancaccioPARTNER—
Allen H HodysPARTNER—
Byrke Joseph SestokPARTNER—
MCGORTY NOREEN MARIECHIEF COMPLIANCE OFFICER—

Disclosures (4)

InitiatedTypeAllegationsStatusAmount
2025-07-16regulatoryIN JULY 2025, MONECO ADVISORS, LLC ENTERED INTO A CONSENT ORDER WITH THE SECURITIES DIVISION OF THE OFFICE OF THE SECRETARY OF THE COMMONWEALTH OF MASSACHUSETTS (THE "DIVISION") REGARDING REGISTRATION REQUIREMENTS FOR INVESTMENT ADVISER REPRESENTATIVES ("IARS") IN THE STATE. THE DIVISION DETERMINED…Final$75K

Branch offices (7)

CityStateEmployeesPhone
NEW CANAANCT5203-594-1607
PITTSFIELDMA44132362980
HARRISONNY4914-220-6196
FAIRFIELDCT22032210202
WOODCLIFF LAKENJ2201-986-3980
GLASTONBURYCT2203.319.3550
HAMDENCT2203-314-7085

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