WATERFRONT WEALTH INC. of OVERLAND PARK, KS is an SEC-registered investment adviser (CRD 173220). Regulatory assets under management: $1.1B. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM, Hourly, Fixed.
Clients served: Individuals, High net worth, Pooled vehicles, Pensions.
| Name | Role | Location |
|---|---|---|
| Roger Carter Ratzlaff | CEO/CCO | — |
| RATZLAFF ROGER CARTER | CEO; CEO/CCO | — |
| GOOD ANNA NICOLE | ASST. COMPLIANCE OFFICER; CCO; CHIEF COMPLIANCE OFFICER | — |
| GOOD ANNA | CCO | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| — | regulatory | — | — | — |