REDE WEALTH, LLC of CHARLOTTESVILLE, VA is an SEC-registered investment adviser (CRD 173346). Regulatory assets under management: $346.1M.
Compensation: % of AUM, Fixed.
Clients served: Individuals, High net worth, Pooled vehicles, Charities.
| Name | Role | Location |
|---|---|---|
| Brown T Michael | MANAGER/CHIEF COMPLIANCE OFFICER | Calgary, A0 |
| Matthew H Dawson | MEMBER AND CHIEF OPERATING OFFICER | — |
| Jean Elizabeth Carlin | CHIEF COMPLIANCE OFFICER | Charlottesville, VA |
| Stephen James Mcnaughton | CHIEF EXECUTIVE OFFICER; MANAGING MEMBER | — |
| ALMY CHARLES | MEMBER | — |
| DAWSON MATTHEW H | MEMBER AND CHIEF OPERATING OFFICER | — |
| CARLIN JEAN ELIZABETH | CHIEF COMPLIANCE OFFICER | — |
| MCNAUGHTON STEPHEN JAMES | CHIEF EXECUTIVE OFFICER; MANAGING MEMBER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2023-11-02 | regulatory | DIVISON ALLEGED FIRM VIOLATED RULE VAC-5-80-200A BY ALLOWING AN IAR TO CONTINUE SERVICING CLIENT ACCOUNTS DESPITE THE IARS ALLEGED PATTERN OF UNPROFESSIONAL AND CONCERNING CONDUCT | Final | $30K |