SWAN GLOBAL MANAGEMENT LLC of HUMACAO, PR is an SEC-registered investment adviser (CRD 173621). Regulatory assets under management: $2.4B.
Compensation: % of AUM.
Clients served: High net worth, Pooled vehicles, Investment cos.
| Name | Role | Location |
|---|---|---|
| Randall William Swan | CEO, MANAGING MEMBER | — |
| Bradley Owen Ackerman | CHIEF COMPLIANCE OFFICER | — |
| Ethan Bates | CFO | — |
| Laura K Swan | MEMBER | — |
| SWAN RANDALL WILLIAM | CEO; CEO, MANAGING MEMBER | — |
| ENGELKEN JAMES A | CCO | — |
| ACKERMAN BRADLEY OWEN | CHIEF COMPLIANCE OFFICER | — |
| SWAN LAURA K | MEMBER | — |
| BATES ETHAN | CFO | — |