LAS OLAS CAPITAL ADVISORS, LLC of FORT LAUDERDALE, FL is an SEC-registered investment adviser (CRD 175077). Regulatory assets under management: $551.9M.
Compensation: % of AUM, Hourly, Fixed, Performance.
Clients served: Individuals, High net worth, Pooled vehicles, Charities, Investment cos, Other.
| Name | Role | Location |
|---|---|---|
| Jodi Paris Jeffreys Tanner | MANAGING MEMBER | — |
| Paul Corkin Tanner | MEMBER; PRESIDENT, CCO, CIO | — |
| Raymond Nicholas Catone | CHIEF OPERATING OFFICER | — |
| BERNSTEIN DANIEL ADAM | CHIEF COMPLIANCE OFFICER AND MANAGER | — |
| DAVIS MELISSA ANN | CHIEF COMPLIANCE OFFICER | — |
| FANELLI JULIE V | TRUSTEE | — |
| STROSS PAMELA J | CHIEF COMPLIANCE OFFICER | — |
| JEFFREYS JODI PARIS | MANAGING MEMBER | — |
| TANNER PAUL CORKIN | CEO, CCO, CIO; MANAGING MEMBER; MANGING MEMBER (+2 more) | — |
| BALL JAMES C | CHIEF COMPLIANCE OFFICER | — |
| STROSS PAMELA JEAN | CHIEF FINANCIAL OFFICER | — |
| CATONE RAYMOND NICHOLAS | CHIEF OPERATING OFFICER | — |
| JOHNSON DARIAN | CHIEF EXECUTIVE OFFICER | — |
| FANELLI JULIE VIESON | TRUSTEE | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2023-06-29 | regulatory | MR. DROZDOW RELOCATED TO FLORIDA, BUT THE ADVISORY FIRM HE WORKED FOR AT THE TIME FAILED TO REGISTER HIM IN THE STATE OF FLORIDA. | Final | $11K |