GUNNALLEN FINANCIAL, INC

GUNNALLEN FINANCIAL, INC of TAMPA, FL is an SEC-registered investment adviser (CRD 17609). Regulatory assets under management: $219.2M.

Registration

Officers, owners & control persons (24)

NameRoleLocation
POWELL JERRY WAYNEDIRECTOR; SVP OF RETAIL SERVICES
FRUEH RICHARD ALLENCEO; PRESIDENT; SHAREHOLDER
GUNN DONALD JAMESPRESIDENT; SHAREHOLDER
FAY BRADLEY ALLENCHIEF ADMINISTRATION OFFICER; DIRECTOR; FINOP (+1 more)
TROSPER JED BRAYTERCFO; DIRECTOR
OBEIRNE DECLAN EDWARDCFO, FINOP
ELLIS MARCCHIEF COMPLIANCE OFFICER, EVP; CHIEF COMPLIANCE OFFICER, SVP
LEVINE DAVID CHARLESEVP, CAPITAL STRATEGIES; NATIONAL SALES MANAGER; SVP OF FINANCIAL SERVICES
DANIELS KEVIN CHRISTIANEVP OF TRADING; EVP OF TRADING, CHIEF COMPLIANCE OFFICER; SVP IF TRADUNG (+1 more)
WOLTER RUSSELL WILLIAMSCROP, CROP; SROP, CROP
JARVIS DAVID HOWARDGENERAL COUNSEL
FRANKEL CHRISTOPHER LEECHIEF OPERATING OFFICER
TANELLA DEAN GARRETTEXECUTIVE VICE PRESIDENT, CAPTIAL MARKETS GROUP
MCCOY DAVE MYRONDIRECTOR; HEAD OF NATIONAL SALES
NUMMI RICHARD MARKCHIEF COMPLIANCE OFFICER; EVP
TOOLE BARRY PSROP; SROP, CROP
MCPARTLAND FRANK JOHNSVP, DIRECTOR OF OPERATIONS
SYKES JOHN HSHAREHOLDER OF GAH HOLDINGS, LLC EQUITY; SHAREHOLDER OF HYDE PARK EQUITY INVESTMENTS, LLC
GUNN DONALD JAMES JRSHAREHOLDER
KRAUS FREDERICK OSCAR JRACTING CEO, CFO, FINOP; EVP, DIRECTOR OF SUPERVISION; EVP, DIR OF SUPERVISION, CFO, FINOP (+1 more)
LOETZ GORDON HENRYCEO
SAUNDERS STEPHEN IRVIN IVCHIEF COMPLIANCE OFFICER
TROSPER JED BRAYTONDIRECTOR
SAVAGE ROBERT KEVINEXEC. OFFICER

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