FIRST MIDWEST SECURITIES, INC.

FIRST MIDWEST SECURITIES, INC. of BLOOMINGTON, IL is an SEC-registered investment adviser (CRD 21786). Regulatory assets under management: $169.4M.

Registration

Officers, owners & control persons (25)

NameRoleLocation
GRAY BARBARA ANNEMUNICIPAL PRINCIPAL; MUNICIPAL PRINCIPAL/CHIEF COMPLIANCE OFFICER; MUNICIPAL PRINCIPAL/DEPUTY CCO (+1 more)
COX PATRICIA ELAINECHIEF COMPLIANCE OFFICER
LINNA JAMESCHAIRMAN; CHAIRMAN/CEO; CHAIRMAN/CEO 01252013 (+3 more)
NEVINSKI DAVID JOHNBOARD MEMBER; BOARD MEMBER/TREASURER; CFO (+1 more)
PRATT JENNIFER ANNECHIEF COMPLIANCE OFFICER; CHIEF OPERATING OFFICER
CANTRELL WILLIAM HOWARDSECRETARY; SHAREHOLDER
BUFFALO TERRY LYNNCHIEF EXECUTIVE OFFICER; PRESIDENT; PRESIDENT/CEO (+1 more)
BIRCH JENNIFER MARIEEVP OPERATIONS/SROP/CROP
NOEL JOSHUA BRIANAML CO/RIA CCO; AML CO/RIA CCO/MUNICIPAL PRINCIPAL; AML CO/RIA CO (+6 more)
SUTTON KELLYOPERATIONS PRINCIPAL/ROP; OPERATIONS PRINCIPAL/ROP/VP; OPERATIONS PRINCIPAL/ROP/VP/COO (+8 more)
TRACTENBERG ELIZABETH MARIEFINOP
KASHAN MARION ARIA CCO/SR.VP/DIRECTOR OF COMPLIANCE; RIA CCO/SR.VP/DIRECTOR OF COMPLIANCE/BOARD OF DIRECTORS; RIA CCO/SR.VP/DIRECTOR OF COMPLIANCE/CCO (+3 more)
PELO MARY ANNFINOP
HAGLER JAMES ERICCHIEF LEGAL OFFICER; PRESIDENT; PRESIDENT/SECRETARY
EMRICK RENEE ELAINECHIEF COMPLIANCE OFFICER, GENERAL COUNSEL; GENERAL COUNSEL/EVP
SPARKS KIMBERLY BCHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER/VP
GRINSTEAD AMY MARIEAML COMPLIANCE OFFICER
JOHNSON KRISTY KAYFINOP
TUOHEY JAMES MICHAEL SRAML CO; AML CO/CFO/FINOP/SVP/COO; TREASURER/SECRETARY
LITTLEFIELD WOODROW WILSON IIIMUNICIPAL PRINCIPAL
SHANAHAN MICHAEL SHANEAML CO
HOUGAS ROBERT DAVIDROSFP
RIVES JASON ASBURYRIA DEPUTY CHIEF COMPLIANCE OFFICER; RIA DEPUTY CHIEF COMPLIANCE OFFICER/MARGIN MANAGER; RIA DEPUTY CHIEF COMPLIANCE OFFICER/MARGIN MANAGER/ AML CO 10/23/2014 (+1 more)
BOLMGREN JUSTIN KARLVP
CROSSON GORDON SCOTTRIA CCO/AML CO

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