CANTERBURY CONSULTING INCORPORATED of NEWPORT BEACH, CA is an SEC-registered investment adviser (CRD 22875). Regulatory assets under management: $45.9B.
Compensation: % of AUM, Fixed, Performance.
Clients served: High net worth, Pooled vehicles, Pensions, Charities, Investment cos.
Showing 25 of 49 people.
| Name | Role | Location |
|---|---|---|
| Debashis Chowdhury | PRESIDENT | Newport Beach, CA |
| Jason Eric Levey | CHIEF EXECUTIVE OFFICER; DIRECTOR | Newport Beach, CA |
| Alex Kim | AVP/ MANAGER OF ANALYTICS | Long Island City, NY |
| ALEX S KIM | AVP/ MANAGER OF ANALYTICS | ROCKVILLE, MD |
| Donald Robinson Cluck | CHAIRMAN; FOUNDING DIRECTOR | — |
| Michael Scott Laven | CHAIRMAN; CHIEF EXECUTIVE OFFICER | — |
| Jerry Dale Iii Montgomery | MANAGING DIRECTOR | — |
| Poorvi Rajen Parekh | CHIEF COMPLIANCE OFFICER (CCO); VP/ DIRECTOR OF MANAGER SEARCH | — |
| Nolan C Wood | MANAGING DIRECTOR | — |
| Poorvi Rajen Parekh | DIRECTOR OF OUTSOURCED INVESTMENTS/CHIEF COMPLIANCE OFFICER (CCO) | — |
| WOOD PETER C | CONSULTANT; MANAGING DIRECTOR; VICE PRESIDENT (+1 more) | — |
| FLINT GARTH KEVIN | MANAGING DIRECTOR | — |
| CLUCK DONALD ROBINSON | CEO/PRESIDENT; CHAIRMAN; CHAIRMAN/PRESIDENT (+1 more) | — |
| KRUEGER KENNETH PETER | CHIEF COMPLIANCE OFFICER; FINOP; AMLCO; DIRECTOR; MANAGING DIRECTOR (+2 more) | — |
| BERWANGER ADELE HUGHES | CHAIRMAN; MANAGING DIRECTOR; SR. VP | — |
| LAVEN MICHAEL SCOTT | CHIEF EXECUTIVE OFFICER; MANAGING DIRECTOR; SENIOR VICE PRESIDENT | — |
| BRUCE RICHARD DUANE | CHIEF FINANCIAL OFFICER; CHIEF FINANCIAL OFFICER/CORPORATE SECRETARY; CHIEF FINANCIAL OFFICER/CORPORATE SECRETARY/CHIEF COMPLIANCE OFFICER | — |
| MONTGOMERY JERRY DALE III | MANAGING DIRECTOR; SENIOR VICE PRESIDENT | — |
| PEDERSON JANELLE | ASSISTANT VICE PRESIDENT; CORPORATE SECRETARY; DIRECTOR OF HUMAN RESOURCES AND ADMINSTRATION (+2 more) | — |
| YERKES LEONARD A III | MANAGING DIRECTOR; SENIOR VICE PRESIDENT | — |
| CHAPMAN MARIA SUZANNE | ASSISTANT VICE PRESIDENT | — |
| HONG FU-TING | CHIEF COMPLIANCE OFFICER (CCO) | — |
| CHOWDHURY DEBASHIS | MANAGING DIRECTOR; PRESIDENT; VICE PRESIDENT/CONSULTANT | — |
| FETTIG MATTHEW THOMAS | DIRECTOR OF MANAGER RESEARCH; SENIOR RESEARCH ANALYST | — |
| GRATTEAU AMY MICHELLE | DIRECTOR OF MARKETING; SENIOR MARKETING ASSOCIATE; VICE PRESIDENT; MARKETING | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2017-10-26 | regulatory | CANTERBURY WAS NAMED IN AN ADMINISTRATIVE PROCEEDING BY THE SEC ALLEGING THAT FROM JANUARY 2013 THROUGH NOVEMBER 2014, CANTERBURY DID NOT PROVIDE SUFFICIENT SUPERVISION OF A FORMER MINORITY OWNER INVOLVING PREFERENTIAL TRADE ALLOCATIONS AND DID NOT ADOPT AND IMPLEMENT SPECIFIC WRITTEN POLICIES AND P… | Final | $100K |