CANTERBURY CONSULTING INCORPORATED

CANTERBURY CONSULTING INCORPORATED of NEWPORT BEACH, CA is an SEC-registered investment adviser (CRD 22875). Regulatory assets under management: $45.9B.

Registration

Business model

Compensation: % of AUM, Fixed, Performance.

Clients served: High net worth, Pooled vehicles, Pensions, Charities, Investment cos.

Officers, owners & control persons (49)

Showing 25 of 49 people.

NameRoleLocation
Debashis ChowdhuryPRESIDENTNewport Beach, CA
Jason Eric LeveyCHIEF EXECUTIVE OFFICER; DIRECTORNewport Beach, CA
Alex KimAVP/ MANAGER OF ANALYTICSLong Island City, NY
ALEX S KIMAVP/ MANAGER OF ANALYTICSROCKVILLE, MD
Donald Robinson CluckCHAIRMAN; FOUNDING DIRECTOR
Michael Scott LavenCHAIRMAN; CHIEF EXECUTIVE OFFICER
Jerry Dale Iii MontgomeryMANAGING DIRECTOR
Poorvi Rajen ParekhCHIEF COMPLIANCE OFFICER (CCO); VP/ DIRECTOR OF MANAGER SEARCH
Nolan C WoodMANAGING DIRECTOR
Poorvi Rajen ParekhDIRECTOR OF OUTSOURCED INVESTMENTS/CHIEF COMPLIANCE OFFICER (CCO)
WOOD PETER CCONSULTANT; MANAGING DIRECTOR; VICE PRESIDENT (+1 more)
FLINT GARTH KEVINMANAGING DIRECTOR
CLUCK DONALD ROBINSONCEO/PRESIDENT; CHAIRMAN; CHAIRMAN/PRESIDENT (+1 more)
KRUEGER KENNETH PETERCHIEF COMPLIANCE OFFICER; FINOP; AMLCO; DIRECTOR; MANAGING DIRECTOR (+2 more)
BERWANGER ADELE HUGHESCHAIRMAN; MANAGING DIRECTOR; SR. VP
LAVEN MICHAEL SCOTTCHIEF EXECUTIVE OFFICER; MANAGING DIRECTOR; SENIOR VICE PRESIDENT
BRUCE RICHARD DUANECHIEF FINANCIAL OFFICER; CHIEF FINANCIAL OFFICER/CORPORATE SECRETARY; CHIEF FINANCIAL OFFICER/CORPORATE SECRETARY/CHIEF COMPLIANCE OFFICER
MONTGOMERY JERRY DALE IIIMANAGING DIRECTOR; SENIOR VICE PRESIDENT
PEDERSON JANELLEASSISTANT VICE PRESIDENT; CORPORATE SECRETARY; DIRECTOR OF HUMAN RESOURCES AND ADMINSTRATION (+2 more)
YERKES LEONARD A IIIMANAGING DIRECTOR; SENIOR VICE PRESIDENT
CHAPMAN MARIA SUZANNEASSISTANT VICE PRESIDENT
HONG FU-TINGCHIEF COMPLIANCE OFFICER (CCO)
CHOWDHURY DEBASHISMANAGING DIRECTOR; PRESIDENT; VICE PRESIDENT/CONSULTANT
FETTIG MATTHEW THOMASDIRECTOR OF MANAGER RESEARCH; SENIOR RESEARCH ANALYST
GRATTEAU AMY MICHELLEDIRECTOR OF MARKETING; SENIOR MARKETING ASSOCIATE; VICE PRESIDENT; MARKETING

Disclosures (10)

InitiatedTypeAllegationsStatusAmount
2017-10-26regulatoryCANTERBURY WAS NAMED IN AN ADMINISTRATIVE PROCEEDING BY THE SEC ALLEGING THAT FROM JANUARY 2013 THROUGH NOVEMBER 2014, CANTERBURY DID NOT PROVIDE SUFFICIENT SUPERVISION OF A FORMER MINORITY OWNER INVOLVING PREFERENTIAL TRADE ALLOCATIONS AND DID NOT ADOPT AND IMPLEMENT SPECIFIC WRITTEN POLICIES AND P…Final$100K

Private funds (16)

Other Private Fund: 6 · Private Equity Fund: 9 · Venture Capital Fund: 1

Showing 15 of 16 funds by gross asset value.

FundTypeFormedOwnersGross asset valueMin investment
CCI CORE BOND FUND, L.P.Other Private FundDelaware43$1.1B$2.0M
CANTERBURY PRIVATE INCOME FUND I, L.P.Other Private FundDelaware34$120.1M$500K
CANTERBURY CONSULTING PC FUND II (B), LPPrivate Equity FundDelaware32$119.2M$500K
CANTERBURY PRIVATE INCOME FUND II, L.P.Other Private FundDelaware23$96.0M$500K
CANTERBURY CONSULTING PC FUND III (B), L.P.Private Equity FundDelaware21$70.0M$500K
CANTERBURY CONSULTING PC FUND I (B), LPPrivate Equity FundDelaware23$58.6M$1.0M
CANTERBURY CONSULTING PC FUND II (A), LPPrivate Equity FundDelaware43$58.5M$500K
CANTERBURY CONSULTING PC FUND I (A), LPPrivate Equity FundDelaware29$46.9M$1.0M
CANTERBURY CONSULTING PC FUND III (A), L.P.Private Equity FundDelaware17$27.9M$500K
CANTERBURY CONSULTING SPFS FUND VIII (ONSHORE), LPPrivate Equity FundDelaware22$16.9M$100K
CANTERBURY CONSULTING SPFS FUND VIII, LPPrivate Equity FundDelaware10$15.0M$100K
CCI FOUNDERS FUND GROWTH IV, L.P.Private Equity FundDelaware7$10.0M$100K
CCI MACH SPV, L.P.Other Private FundDelaware10$8.5M$100K
CANTERBURY VC CO-INVESTMENT FUND I LPVenture Capital FundDelaware4$4.8M$500K
CCI MACH SPV II, L.P.Other Private FundDelaware14$4.5M$100K

Branch offices (2)

CityStateEmployeesPhone
SEATTLEWA12068399830
TEMPEAZ09497219580

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