HAPOALIM SECURITIES USA, INC.

HAPOALIM SECURITIES USA, INC. of NEW YORK, NY is an SEC-registered investment adviser (CRD 266). Regulatory assets under management: $25.0M.

Registration

Officers, owners & control persons (24)

NameRoleLocation
RABINOWITZ MICHAELSENIOR VICE PRESIDENT
ORAZIO JAMES PAULVICE PRESIDENT/SROP
SERGIO JOHN PETERCHIEF COMPLIANCE OFFICER/CROP
BEHRENS WILLIAM PAULCHIEF EXECUTIVE OFFICER
KANTOR JOEL BERNARDDIRECTOR
LAIKIND JEFFREYNON-EMPLOYEE DIRECTOR
PARAGGIO STEVEN JOHNCHIEF FINANCIAL OFFICER; CHIEF FINANCIAL OFFICER/DIRECTOR
MURABITO JOHN JAMESCHIEF EXECUTIVE OFFICER; CHIEF EXECUTIVE OFFICER/DIRECTOR; CHIEF OPERATING OFFICER
CICIO WILLIAM FRANCISNON-EMPLOYEE DIRECTOR
AVIV AMIRNON-EMPLOYEE DIRECTOR
BRUNSTEIN NIRNON-EMPLOYEE DIRECTOR
KIRSCHNER IAN MITCHELLGENERAL COUNSEL
VENEZIA JOHN JOSEPHCHIEF COMPLIANCE OFFICER
GUTLER RONNON-EMPLOYEE DIRECTOR
SOLOMON STEPHEN DEREKDIRECTOR; VICE CHAIRMAN OF THE BOARD
HERMAN HUGH SIDNEYDIRECTOR; CHAIRMAN OF THE BOARD
KOSEFF STEPHENDIRECTOR
BURDETT JOHN WILLIAMDIRECTOR
BANDLER LIONEL CURTISEVP
MONACO ANTHONY MICHAELCROP/COMPLIANCE DIRECTOR
ROSENBLUM SCOTT SNON-EMPLOYEE DIRECTOR
CRISTOFANO DANIEL JOSEPHDIRECTOR; NON EMPLOYEE DIRECTOR; NON-EMPLOYEE DIRECTOR
LOCKE EDWARD BSECRETARY
RAPPAPORT DAVID ROBERTGENERAL COUNSEL

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