HAPOALIM SECURITIES USA, INC.

HAPOALIM SECURITIES USA, INC. of NEW YORK, NY is an SEC-registered investment adviser (CRD 266). Regulatory assets under management: $25.0M.

Registration

Officers, owners & control persons (24)

NameRoleLocation
RABINOWITZ MICHAELSENIOR VICE PRESIDENT—
ORAZIO JAMES PAULVICE PRESIDENT/SROP—
SERGIO JOHN PETERCHIEF COMPLIANCE OFFICER/CROP—
BEHRENS WILLIAM PAULCHIEF EXECUTIVE OFFICER—
KANTOR JOEL BERNARDDIRECTOR—
LAIKIND JEFFREYNON-EMPLOYEE DIRECTOR—
PARAGGIO STEVEN JOHNCHIEF FINANCIAL OFFICER; CHIEF FINANCIAL OFFICER/DIRECTOR—
MURABITO JOHN JAMESCHIEF EXECUTIVE OFFICER; CHIEF EXECUTIVE OFFICER/DIRECTOR; CHIEF OPERATING OFFICER—
CICIO WILLIAM FRANCISNON-EMPLOYEE DIRECTOR—
AVIV AMIRNON-EMPLOYEE DIRECTOR—
BRUNSTEIN NIRNON-EMPLOYEE DIRECTOR—
KIRSCHNER IAN MITCHELLGENERAL COUNSEL—
VENEZIA JOHN JOSEPHCHIEF COMPLIANCE OFFICER—
GUTLER RONNON-EMPLOYEE DIRECTOR—
SOLOMON STEPHEN DEREKDIRECTOR; VICE CHAIRMAN OF THE BOARD—
HERMAN HUGH SIDNEYDIRECTOR; CHAIRMAN OF THE BOARD—
KOSEFF STEPHENDIRECTOR—
BURDETT JOHN WILLIAMDIRECTOR—
BANDLER LIONEL CURTISEVP—
MONACO ANTHONY MICHAELCROP/COMPLIANCE DIRECTOR—
ROSENBLUM SCOTT SNON-EMPLOYEE DIRECTOR—
CRISTOFANO DANIEL JOSEPHDIRECTOR; NON EMPLOYEE DIRECTOR; NON-EMPLOYEE DIRECTOR—
LOCKE EDWARD BSECRETARY—
RAPPAPORT DAVID ROBERTGENERAL COUNSEL—

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