FIRST NATIONAL ADVISERS, LLC of OMAHA, NE is an SEC-registered investment adviser (CRD 277146). Regulatory assets under management: $7.4B.
Compensation: % of AUM.
Clients served: High net worth, Pooled vehicles.
| Name | Role | Location |
|---|---|---|
| Albert Ashok Moore | CHIEF COMPLIANCE OFFICER | — |
| Stacy Alan Auman | DIRECTOR | — |
| Kurtis Deene Spieler | DIRECTOR | — |
| Craig Michael Sall | DIRECTOR; PRESIDENT | — |
| RICHTER CHARLES HENRY | CHIEF COMPLIANCE OFFICER | — |
| SPIELER KURTIS DEENE | DIRECTOR | — |
| HOFFMAN DOUGLAS EDWARD | CHIEF COMPLIANCE OFFICER | — |
| ALANIZ LORENZO ERIC | CHIEF COMPLIANCE OFFICER | — |
| SALL CRAIG MICHAEL | DIRECTOR | — |
| BLACKBURN CELESTE MARIE | CHIEF COMPLIANCE OFFICER | — |
| SOMELOFSKE THOMAS JOSEPH | CHIEF COMPLIANCE OFFICER | — |
| MOORE ALBERT ASHOK | CHIEF COMPLIANCE OFFICER | — |
| ENGELMANN RICHARD O | PORTFOLIO MANAGER, INVESTMENT MANAGEMENT | — |
| AUMAN STACY ALAN | DIRECTOR; DIRECTOR, INVESTMENT MANAGEMENT | — |
| ENGELMANN RICHARD ALVIN | PORTFOLIO MANAGER | — |
| John Russel Vanneman | CHIEF INVESTMENT OFFICER | — |
| Brett Michael Badalucco | CHIEF COMPLIANCE OFFICER | — |
| Jeffrey Burroughs Thompson | OFFICER | — |
| Laura Beth O'Connor | OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2016-08-16 | regulatory | THE OCC ALLEGED THAT FNBO ENGAGED IN UNFAIR BILLING PRACTICES WITH REGARD TO IDENTITY PROTECTION PRODUCTS OFFERED IN THE CREDIT CARD DIVISION THAT RESULTED IN VIOLATIONS OF SECTION 5 OF THE FEDERAL TRADE COMMISSION ACT. | Final | $3.0M |
| 2016-08-16 | regulatory | THE CFPB ALLEGED THAT FNBO ENGAGED IN UNFAIR BILLING AND ENROLLMENT PRACTICES WITH RESPECT TO DEBT CANCELLATION AND CREDIT MONITORING PRODUCTS THAT RESULTED IN VIOLATIONS OF SECTION 1031 AND 1036 OF THE CONSUMER FINANCIAL PROTECTION ACT OF 2010. | Final | $4.5M |