DRAGON FINANCIAL AND INVESTMENT GROUP, LLC

DRAGON FINANCIAL AND INVESTMENT GROUP, LLC of SAN MATEO, CA is an SEC-registered investment adviser (CRD 282113).

Registration

Officers, owners & control persons (6)

NameRoleLocation
MAH JOSEPHCHIEF COMPLIANCE OFFICER; MEMBER
CHAO MARIEMANAGER AND MEMBER
AU ALFREDMEMBER
CHAO MARIE YIPMANAGER AND MEMBER
MAH JOSEPH CCHIEF COMPLIANCE OFFICER; MEMBER
AU ALFRED HO FAIMEMBER

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