BREAKWATER FINANCIAL, LLC

BREAKWATER FINANCIAL, LLC of NEEDHAM, MA is an SEC-registered investment adviser (CRD 282401). Regulatory assets under management: $127.9M.

Registration

Business model

Compensation: % of AUM, Hourly, Fixed.

Clients served: Individuals, High net worth, Charities.

Officers, owners & control persons (3)

NameRoleLocation
Daniel Abraham RingerMEMBER, FOUNDER, PRINCIPAL AND CHIEF COMPLIANCE OFFICER
WINN CHRISTOPHER EDWARDMEMBER AND CHIEF COMPLIANCE OFFICER
RINGER DANIEL ABRAHAMMEMBER, FOUNDER, PRINCIPAL AND CHIEF COMPLIANCE OFFICER

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