DIRECT LENDING INVESTMENTS, LLC

DIRECT LENDING INVESTMENTS, LLC of GLENDALE, CA is an SEC-registered investment adviser (CRD 282476). Regulatory assets under management: $866.3M.

Registration

Name	Role	Location
ALEXANDER J JAMES	HEAD OF RESEARCH	Palm Beach Gardens, FL
ROSS JONATHAN MATTHEW	CHIEF EXECUTIVE OFFICER, MANAGING MEMBER; PRESIDENT, CHIEF COMPLIANCE OFFICER; PRESIDENT, CHIEF COMPLIANCE OFFICER, MANAGING MEMBER (+1 more)	—
KIM BENJAMIN J	CHIEF FINANCIAL OFFICER	—
SMITH CLARENCE ANDREW	CHIEF COMPLIANCE OFFICER	—
MASON JOHN C	CHIEF INVESTMENT OFFICER; EXECUTIVE VICE PRESIDENT, RESEARCH	—
BROGAN LAWRENCE	CHIEF FINANCIAL OFFICER; CHIEF FINANCIAL OFFICER & CHIEF COMPLIANCE OFFICER	—
TURNER FRANK BERNARD	CHIEF INVESTMENT OFFICER	—
LABRAN RENEE ELIZABETH	DIRECTOR	—
Tirelli Frank Xavier	DIRECTOR	—
Enayati Robert P	GENERAL COUNSEL	—
Mottern Robert J	CHIEF COMPLIANCE OFFICER	—
BALLAS STEPHEN B	GENERAL COUNSEL	—
BIGOS CHRISTOPHER JOHN	MANAGING DIRECTOR, INVESTMENTS	—

Fund	Type	Formed	Owners	Gross asset value	Min investment
DLI CAPITAL, INC.	Other Private Fund	—	2	$856.3M	$250K
DIRECT LENDING INCOME FUND, LP	Other Private Fund	—	950	$649.4M	$250K
DIRECT LENDING INCOME FEEDER FUND, LTD.	Other Private Fund	—	57	$216.9M	$250K