SUMMIT X of CHESTERFIELD, MO is an SEC-registered investment adviser (CRD 282502). Regulatory assets under management: $978.7M. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM, Hourly, Fixed.
Clients served: Individuals, High net worth, Pensions, Charities.
| Name | Role | Location |
|---|---|---|
| Carlton Jerome Dick | OWNER | — |
| Kayla Renee Nieman | OWNER | — |
| Michael Garrett Ott | OWNER | — |
| Brent Stephen Spicuzza | OWNER | — |
| Peter James Donovan | OWNER | — |
| Trisha Kay Koontz | CHIEF COMPLIANCE OFFICER | — |
| DONOVAN TIMOTHY JAMES | INVESTMENT ADVISOR REPRESENTATIVE; OWNER | — |
| DICK CARLTON JEROME | OWNER; OWNER AND CHIEF COMPLIANCE OFFICER | — |
| NIEMAN KAYLA RENEE | CHIEF COMPLIANCE OFFICER; INVESTMENT ADVISOR REPRESENTATIVE; OWNER | — |
| GARZIA ERICA JOAN | CHIEF COMPLIANCE OFFICER | — |
| OTT MICHAEL GARRETT | INVESTMENT ADVISOR REPRESENTATIVE; OWNER | — |
| SPICUZZA BRENT STEPHEN | INVESTMENT ADVISOR REPRESENTATIVE; OWNER | — |
| SPICUZZA BRENT | INVESTMENT ADVISOR REPRESENTATIVE | — |
| KOONTZ TRISHA KAY | CHIEF COMPLIANCE OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| — | regulatory | — | — | — |
| City | State | Employees | Phone |
|---|---|---|---|
| SPRINGFIELD | MO | 3 | 417.881.3919 |
| SPRINGFIELD | MO | 3 | 417.881.3919 |
| JEFFERSON CITY | MO | 2 | 573.636.0914 |
| JEFFERSON CITY | MO | 2 | 573.636.0914 |
| — | — | 1 | (214)649-4756 |
| — | — | 1 | (214)649-4756 |