M&G ALTERNATIVES INVESTMENT MANAGEMENT LIMITED of LONDON is an SEC exempt reporting adviser (CRD 283173).
Showing 25 of 32 people.
| Name | Role | Location |
|---|---|---|
| Marcello Arona | DIRECTOR | Greenwich, CT |
| Jeffrey Lawrence Cotton | CHIEF COMPLIANCE OFFICER | Philadelphia, PA |
| Massimo Tosato | NON EXECUTIVE DIRECTOR | — |
| Richard Turnill | NON EXECUTIVE DIRECTOR | — |
| Joseph Gilou Pinto | DIRECTOR | — |
| Philippe Quix | NON EXECUTIVE DIRECTOR | — |
| Susan Clare Brady | NON EXECUTIVE DIRECTOR | — |
| Shawn Elizabeth Gamble | CHIEF COMPLIANCE OFFICER | — |
| Timothy Francis Page | CHIEF COMPLIANCE OFFICER | — |
| Chris Chaloner | NON EXECUTIVE DIRECTOR | — |
| PILCHER SIMON HUMPHREY WESTLAND | DIRECTOR | — |
| LEWIS MARTIN | DIRECTOR | — |
| FOLEY JOHN WILLIAM | DIRECTOR | — |
| DONNELLY NEIL M | CHIEF COMPLIANCE OFFICER | — |
| TOSATO MASSIMO | DIRECTOR; NON EXECUTIVE DIRECTOR | — |
| COTTON JEFFREY LAWRENCE | CHIEF COMPLIANCE OFFICER | — |
| SPEIRS GRANT ROBERT FAIRLIE | DIRECTOR | — |
| OSWALD CHARLES | CHIEF COMPLIANCE OFFICER | — |
| SCRIMGEOUR MICHELLE SYLVIA | DIRECTOR | — |
| PINTO JOSEPH GILOU | DIRECTOR | — |
| COTTON GARY NICHOLAS | DIRECTOR | — |
| Fitzgerald Sean Andrew | DIRECTOR | — |
| Ammon Margaret Mary | CHIEF RISK OFFICER; DIRECTOR | — |
| Daniels Jonathan Mark Brewis | DIRECTOR | — |
| Burnett Meagen Lyn | DIRECTOR | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2019-10-01 | regulatory | THE FCA'S ENFORCEMENT DIVISION HAS CONCLUDED THAT, BETWEEN 1 JULY 2008 AND 30 SEPTEMBER 2017, PRUDENTIAL FAILED TO TAKE REASONABLE CARE IN RELATION TO NON-ADVISED SALES OF ANNUITIES TO EXISTING CUSTOMERS WHO WERE APPROACHING RETIREMENT AND WHO MAY HAVE BEEN ELIGIBLE FOR A BETTER ANNUITY RATE ON THE… | Final | $28.9M |
| 2017-04-04 | regulatory | THE BAFIN ALLEGED THAT MAGIM DID NOT HAVE PROCEDURES IN PLACE TO ENSURE COMPLIANCE WITH GERMAN LAW REGARDING NOTIFICATION TO THE BAFIN OF SIGNIFICANT SHAREHOLDINGS IN GERMAN SECURITIES. | Final | $79K |
| Fund | Type | Formed | Owners | Gross asset value | Min investment |
|---|---|---|---|---|---|
| INFRACAPITAL PARTNERS III (EURO) SCSP | Private Equity Fund | Luxembourg | 52 | $1.6B | $1.3M |
| INFRACAPITAL GREENFIELD PARTNERS I LP | Private Equity Fund | United Kingdom | 37 | $684.4M | $256K |
| INFRACAPITAL PARTNERS II LP | Private Equity Fund | United Kingdom | 14 | $11.6M | $807K |