APEXIUM FINANCIAL LP of DALLAS, TX is an SEC-registered investment adviser (CRD 283726). Regulatory assets under management: $4.0B. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM, Hourly, Fixed, Other.
Clients served: Individuals, High net worth, Pooled vehicles, Pensions, Charities.
| Name | Role | Location |
|---|---|---|
| David Joseph Pilaitis | LIMITED PARTNER AND CHIEF COMPLIANCE OFFICER | — |
| Matthew Anthony Marcello | LIMITED PARTNER; SOLE OWNER | — |
| Cory Michael Chmelka | LIMITED PARTNER; SOLE OWNER | — |
| Robert Thomas Brown | TRUSTEE | — |
| BROWN KEVIN THOMAS | LIMITED PARTNER; TRUSTEE | — |
| PILAITIS DAVID JOSEPH | LIMITED PARTNER AND CHIEF COMPLIANCE OFFICER | — |
| BRUCKMAN DAVID BENJAMIN | LIMITED PARTNER | — |
| CHMELKA CORY MICHAEL | LIMITED PARTNER | — |
| MARCELLO MATTHEW ANTHONY | LIMITED PARTNER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2023-09-28 | regulatory | ON SEPTEMBER 28, 2023, THE SEC PUBLISHED AN ORDER OF SETTLEMENT BETWEEN IT AND THE REGISTRANT RELATING TO THE COMMISSION'S FINDING THAT THE REGISTRANT FAILED TO MANAGE A CONFLICT OF INTEREST IN A MANNER CONSISTENT WITH ITS REPRESENTATIONS IN ITS FIRM BROCHURES FROM 2018 THROUGH 2020, ADOPT REASONABL… | Final | $150K |
| City | State | Employees | Phone |
|---|---|---|---|
| RYE | NY | 5 | 212-225-9500 |
| RYE | NY | 5 | 212-225-9500 |
| BALA CYNWYD | PA | 2 | 212-225-9500 |
| BALA CYNWYD | PA | 2 | 212-225-9500 |
| CHEVY CHASE | MD | 1 | 212-225-9500 |
| CHEVY CHASE | MD | 1 | 212-225-9500 |