EATON VANCE ADVISERS INTERNATIONAL LTD. of LONDON is an SEC-registered investment adviser (CRD 283733). Regulatory assets under management: $35.5B.
Compensation: % of AUM.
Clients served: Pooled vehicles, Investment cos.
Showing 25 of 42 people.
| Name | Role | Location |
|---|---|---|
| Zoe Victoria Woodbine Parish | DIRECTOR | Senningerberg, N4 |
| Ruairi O'Healai | DIRECTOR | — |
| Marina Brighouse-Thorpe | CHIEF COMPLIANCE OFFICER | — |
| Paul James D'Arcy | DIRECTOR | — |
| WITKOS MATTHEW JOSEPH | TRUSTEE | — |
| LEE STEPHEN THOMAS | TRUSTEE | — |
| LANGSTRAAT BRIAN DEAN | TRUSTEE | — |
| WILLIAMS RAY KELLY | TRUSTEE | — |
| BEALE JEFFREY PAUL | TRUSTEE | — |
| PAGE SCOTT HAMMOND | TRUSTEE | — |
| SWAFFIELD PAYSON FREDERICK | TRUSTEE | — |
| WEILHEIMER MICHAEL WILLIAM | TRUSTEE | — |
| HYLTON LAURIE GREENWALD | TRUSTEE | — |
| EVANS JAMES HAMILTON | TRUSTEE | — |
| MARIUS FREDERICK STEWART | DIRECTOR; HEAD OF EATON VANCE LEGAL; TRUSTEE | — |
| GEMMA MAUREEN ANN | HEAD OF EATON VANCE LEGAL; TRUSTEE | — |
| STREUR JOHN HENRY | TRUSTEE | — |
| REED CHARLES BASS | TRUSTEE | — |
| MCCABE DAVID CONNOR | TRUSTEE | — |
| CATALDO DANIEL CARL | TRUSTEE | — |
| PERKIN EDWARD JAMES | TRUSTEE | — |
| SHEA JOHN LAWRENCE | TRUSTEE | — |
| FAUST THOMAS EWART | TRUSTEE | — |
| CLEMSON CYNTHIA JANE | TRUSTEE | — |
| RUSS CRAIG PHILIP | TRUSTEE | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2017-03-06 | regulatory | THE HELLENIC CAPITAL MARKET COMMISSION (HCMC) ALLEGED THAT MORGAN STANLEY COMMITTED MARKET MANIPULATION PURSUANT TO ARTICLE 7, PAR. 2(C) OF LAW 3340/2005 BY DISCLOSING THAT THE FIRM, THROUGH VARIOUS SUBSIDIARIES, HAD ACQUIRED MORE THAN 5% OF ALPHA BANK, HOWEVER 4.16% OF THE HOLDING WAS HELD BY A SUB… | Final | $53K |
| 2016-03-22 | regulatory | THE PORTUGUESE SECURITIES MARKET COMMISSION (CMVM) ALLEGED THAT THE FIRM DID NOT NOTIFY THE CMVM OR THE ISSUING COMPANY OF CHANGES TO CERTAIN QUALIFYING HOLDINGS WITHIN THE REQUIRED TIME PERIOD, IN VIOLATION OF ARTICLE 16 OF THE PORTUGUESE SECURITIES CODE | Final | — |
| 2016-02-11 | regulatory | THE NEW YORK ATTORNEY GENERAL'S OFFICE ("NYAG") ALLEGED THAT MORGAN STANLEY VIOLATED NEW YORK LAW IN CONNECTION WITH THE MARKETING, SALE, AND ISSUANCE OF CERTAIN RESIDENTIAL MORTGAGE-BACKED SECURITIES BETWEEN 2006 AND 2007. | Final | $150.0M |
| 2016-02-11 | regulatory | THE ILLINOIS ATTORNEY GENERAL'S OFFICE ("ILAG") ALLEGED THAT MORGAN STANLEY VIOLATED ILLINOIS LAW IN CONNECTION WITH THE MARKETING, SALE, AND ISSUANCE OF CERTAIN RESIDENTIAL MORTGAGE-BACKED SECURITIES BETWEEN 2002 AND 2008. | Final | $22.5M |
| 2014-08-21 | regulatory | HCMC ALLEGED THAT MS FAILED TO PROPERLY OR TIMELY REPORT WHEN MS HOLDINGS IN CERTAIN COMPANIES INCREASED OR DECREASED BY MORE THAN 3%, OR EXCEEDED OR FELL BELOW 5%, 10% AND 15% THRESHOLDS, AS REQUIRED BY GREEK PRESIDENTIAL DECREE PD 51/1992 AND LAW 3556/2007. | Final | $94K |
| City | State | Employees | Phone |
|---|---|---|---|
| LONDON | — | 24 | 11442074258000 |
| BOSTON | MA | 1 | 617-482-8260 |
| DUBLIN | — | 1 | 35317998728 |