ASPEN CAPITAL ADVISORS INC.

ASPEN CAPITAL ADVISORS INC. of NEW YORK, NY is an SEC-registered investment adviser (CRD 284149). Regulatory assets under management: $66.5M.

Registration

CRD: 284149
SEC file number: 801-108197
Type: Registered investment adviser
Location: ONE WORLD TRADE CENTER, 285 FULTON STREET, SUITE 46-A, NEW YORK, NY, 10007
Phone: 929-265-3757
Latest filing: 2022-03-29
Regulatory AUM: $66.5M
Discretionary AUM: $66.5M
Clients: 5
Accounts: 1

Officers, owners & control persons (7)

Name	Role	Location
Tobben Brian Francis	CHIEF EXECUTIVE OFFICER, DIRECTOR	—
Nauta Sonja Janine	CHIEF COMPLIANCE OFFICER	—
LEMOINE FREDERICK KEITH	CHIEF FINANCIAL OFFICER, DIRECTOR	—
CAIN MICHAEL ROGER	DIRECTOR	—
BOTEIN MATTHEW BERNARD	DIRECTOR	—
SPANIER JOSEPH JAREN	CHIEF COMPLIANCE OFFICER	—
Van Niekerk Sybrand	DIRECTOR	—

Private funds (1)

Fund	Type	Formed	Owners	Gross asset value	Min investment
ASPEN CAT FUND LTD.	Hedge Fund	—	1	$66.5M	$5.0M

Fund service providers (1)

administrator: SS & C FUND SERVICES (BERMUDA) LTD.

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