CALVERT RESEARCH AND MANAGEMENT of WASHINGTON, DC is an SEC-registered investment adviser (CRD 285127). Regulatory assets under management: $40.3B.
Compensation: % of AUM.
Clients served: High net worth, Pooled vehicles, Charities, Investment cos, Other.
Showing 25 of 44 people.
| Name | Role | Location |
|---|---|---|
| Victoria Eckstein | CHIEF OPERATING OFFICER; VICE PRESIDENT | New York, NY |
| Hope Lynne Brown Saxton | CHIEF COMPLIANCE OFFICER AND VICE PRESIDENT | — |
| Von Manwell Hughes | PRESIDENT AND CHIEF EXECUTIVE OFFICER | — |
| Vicki Lou Pitcock | CHIEF OPERATING OFFICER | — |
| Von M Hughes | PRESIDENT AND CHIEF EXECUTIVE OFFICER | — |
| WALSH JOHN E | HEAD OF EATON VANCE LEGAL | — |
| WITKOS MATTHEW JOSEPH | TRUSTEE | — |
| LEE STEPHEN THOMAS | TRUSTEE | — |
| LANGSTRAAT BRIAN DEAN | TRUSTEE | — |
| WILLIAMS RAY KELLY | TRUSTEE | — |
| BEALE JEFFREY PAUL | CHIEF ADMINISTRATIVE OFFICER, VICE PRESIDENT; TRUSTEE | — |
| O'NEIL PAUL | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT | — |
| PAGE SCOTT HAMMOND | TRUSTEE | — |
| SWAFFIELD PAYSON FREDERICK | TRUSTEE | — |
| WEILHEIMER MICHAEL WILLIAM | TRUSTEE | — |
| HYLTON LAURIE GREENWALD | CHIEF FINANCIAL OFFICER & VICE PRESIDENT; TRUSTEE; VICE PRESIDENT, CHIEF FINANCIAL OFFICER | — |
| EVANS JAMES HAMILTON | TRUSTEE | — |
| MARIUS FREDERICK STEWART | HEAD OF EATON VANCE LEGAL; TRUSTEE; VICE PRESIDENT & CHIEF LEGAL OFFICER (+1 more) | — |
| GEMMA MAUREEN ANN | HEAD OF EATON VANCE LEGAL; TRUSTEE | — |
| STREUR JOHN HENRY | PRESIDENT AND CHIEF EXECUTIVE OFFICER; TRUSTEE | — |
| BROWN TONI LYNNE | CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER AND EXECUTIVE DIRECTOR; CHIEF COMPLIANCE OFFICER AND VICE PRESIDENT | — |
| REED CHARLES BASS | TRUSTEE | — |
| STEIN HAYLEY A | TRUSTEE | — |
| MCCABE DAVID CONNOR | TRUSTEE | — |
| CATALDO DANIEL CARL | TRUSTEE | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2022-11-24 | regulatory | ON NOVEMBER 24, 2022, THE SECURITIES AND FUTURES COMMISSION OF KOREA IMPOSED A KRW 60 MILLION (~$45.5K) ADMINISTRATIVE FINE ON CALVERT RESEARCH AND MANAGEMENT FOR VIOLATION OF SHORT SALE RESTRICTIONS AS STIPULATED IN ARTICLE 180(1) OF THE FINANCIAL INVESTMENT SERVICES AND CAPITAL MARKETS ACT, PURSUA… | Final | $46K |
| 2022-11-24 | regulatory | ON NOVEMBER 24, 2022, THE SECURITIES AND FUTURES COMMISSION OF KOREA IMPOSED A KRW 60 MILLION (~$44.5K) ADMINISTRATIVE FINE ON CALVERT RESEARCH AND MANAGEMENT FOR VIOLATION OF SHORT SALE RESTRICTIONS AS STIPULATED IN ARTICLE 180(1) OF THE FINANCIAL INVESTMENT SERVICES AND CAPITAL MARKETS ACT, PURSUA… | Final | $45K |
| 2017-03-06 | regulatory | THE HELLENIC CAPITAL MARKET COMMISSION (HCMC) ALLEGED THAT MORGAN STANLEY COMMITTED MARKET MANIPULATION PURSUANT TO ARTICLE 7, PAR. 2(C) OF LAW 3340/2005 BY DISCLOSING THAT THE FIRM, THROUGH VARIOUS SUBSIDIARIES, HAD ACQUIRED MORE THAN 5% OF ALPHA BANK, HOWEVER 4.16% OF THE HOLDING WAS HELD BY A SUB… | Final | $53K |
| 2016-03-22 | regulatory | THE PORTUGUESE SECURITIES MARKET COMMISSION (CMVM) ALLEGED THAT THE FIRM DID NOT NOTIFY THE CMVM OR THE ISSUING COMPANY OF CHANGES TO CERTAIN QUALIFYING HOLDINGS WITHIN THE REQUIRED TIME PERIOD, IN VIOLATION OF ARTICLE 16 OF THE PORTUGUESE SECURITIES CODE | Final | — |
| 2016-02-11 | regulatory | THE NEW YORK ATTORNEY GENERAL'S OFFICE ("NYAG") ALLEGED THAT MORGAN STANLEY VIOLATED NEW YORK LAW IN CONNECTION WITH THE MARKETING, SALE, AND ISSUANCE OF CERTAIN RESIDENTIAL MORTGAGE-BACKED SECURITIES BETWEEN 2006 AND 2007. | Final | $150.0M |
| 2016-02-11 | regulatory | THE ILLINOIS ATTORNEY GENERAL'S OFFICE ("ILAG") ALLEGED THAT MORGAN STANLEY VIOLATED ILLINOIS LAW IN CONNECTION WITH THE MARKETING, SALE, AND ISSUANCE OF CERTAIN RESIDENTIAL MORTGAGE-BACKED SECURITIES BETWEEN 2002 AND 2008. | Final | $22.5M |
| 2014-08-21 | regulatory | HCMC ALLEGED THAT MS FAILED TO PROPERLY OR TIMELY REPORT WHEN MS HOLDINGS IN CERTAIN COMPANIES INCREASED OR DECREASED BY MORE THAN 3%, OR EXCEEDED OR FELL BELOW 5%, 10% AND 15% THRESHOLDS, AS REQUIRED BY GREEK PRESIDENTIAL DECREE PD 51/1992 AND LAW 3556/2007. | Final | $94K |
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