PINEBRIDGE INVESTMENTS LLC of NEW YORK, NY is an SEC-registered investment adviser (CRD 285211). Regulatory assets under management: $76.7B.
Compensation: % of AUM, Performance.
Clients served: High net worth, Pooled vehicles, Pensions, Charities, Investment cos.
Showing 25 of 30 people.
| Name | Role | Location |
|---|---|---|
| TRACIE ELIZABETH AHERN | CHIEF FINANCIAL OFFICER | DEERFIELD BEACH, FL |
| SMITH TAFT JAMES | GENERAL COUNSEL | CHICAGO, IL |
| Richard Tzar Kai Li | SHAREHOLDER | — |
| Brian D Funk | PRESIDENT | — |
| Michael John Karpik | CHIEF OPERATING OFFICER | — |
| Eric James Smith | GENERAL COUNSEL | — |
| William Emerson Corson | CHIEF COMPLIANCE OFFICER | — |
| Laila Marie Kollmorgen | MANAGING DIRECTOR | — |
| Steven Suk Min Oh | PRESIDENT | — |
| Andrew Jeffrey Meissner | MANAGING DIRECTOR | — |
| Daniel Patrick Sherry | MANAGING DIRECTOR | — |
| Daniel Purser | MANAGING DIRECTOR | — |
| SLUYTERS JULIAN FERNAND | CHIEF OPERATING OFFICER | — |
| KARPIK MICHAEL JOHN | CHIEF OPERATING OFFICER | — |
| CORSON WILLIAM EMERSON | CHIEF COMPLIANCE OFFICER | — |
| BLEVINS JOHN HOWARD | CHIEF COMPLIANCE OFFICER | — |
| AHERN TRACIE ELIZABETH | CHIEF FINANCIAL OFFICER | — |
| LI RICHARD TZAR KAI | SHAREHOLDER | — |
| SHAPIRO JOSHUA FRED | CHIEF COMPLIANCE OFFICER | — |
| LAPHAM JOHN GORDON | PRESIDENT | — |
| PRINZIVALLI DAVID EDWARD | CHIEF FINANCIAL OFFICER | — |
| FREILICH PAUL ALLEN | DEPUTY CHIEF FINANCIAL OFFICER | — |
| KOLLMORGEN LAILA MARIE | MANAGING DIRECTOR | — |
| Bothamley Julie | MANAGING DIRECTOR | — |
| OH STEVEN SUK MIN | MANAGING DIRECTOR | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2019-12-18 | regulatory | METLIFE, INC. PREVIOUSLY DISCLOSED ERRORS IN ITS ACCOUNTING FOR RESERVES ASSOCIATED WITH CERTAIN ANNUITIES, ANDREMEDIATED THESE ERRORS AS OF DECEMBER 31, 2018. THE U.S. SECURITIES AND EXCHANGE COMMISSION CHARGED METLIFE, INC.WITH VIOLATING THE BOOKS AND RECORDS AND INTERNAL ACCOUNTING CONTROLS PROVI… | Final | $10.0M |
| 2018-06-25 | regulatory | METLIFE, INC. IS ALLEGED TO HAVE MADE MATERIALLY MISLEADING STATEMENTS IN ITS PUBLIC FILINGS REGARDING THEEFFECTIVENESS OF ITS INTERNAL CONTROLS OVER FINANCIAL REPORTING FOR ITS PENSION RISK TRANSFER BUSINESS AND THESUFFICIENCY OF ITS RESERVES FOR GROUP ANNUITY CONTRACTS. | Final | $1.0M |
| 2012-10-09 | regulatory | IN 2009, ALICO AND ITS OUTSIDE COUNSEL MADE CERTAIN REPRESENTATIONS IN A LETTER TO THE NEW YORK STATE INSURANCEDEPARTMENT (THE PREDECESSOR OF DFS) CONCERNING ITS OPERATIONS IN NEW YORK. IT WAS ALLEGED THAT CONTRARY TO THESEREPRESENTATIONS, ALICO AND DELAM, SUBSIDIARIES OF AMERICAN INTERNATIONAL GROU… | Final | $60.0M |
Hedge Fund: 15 · Securitized Asset Fund: 11 · Other Private Fund: 13 · Private Equity Fund: 9
Showing 15 of 48 funds by gross asset value.
| Fund | Type | Formed | Owners | Gross asset value | Min investment |
|---|---|---|---|---|---|
| PINEBRIDGE PRIVATE CREDIT III PARALLEL, L.P. | Hedge Fund | Delaware | 6 | $1.1B | $10.0M |
| PINEBRIDGE SENIOR SECURED LOAN FUND LTD. | Other Private Fund | Cayman Islands | 16 | $1.0B | $3.0M |
| PINEBRIDGE GLOBAL OPPORTUNISTIC DM CREDIT MASTER FUND L.P. | Hedge Fund | Cayman Islands | 25 | $794.9M | $5.0M |
| PINEBRIDGE PRIVATE CREDIT III, L.P. | Hedge Fund | Delaware | 12 | $650.2M | $10.0M |
| PINEBRIDGE PRIVATE CREDIT IV PARALLEL, L.P. | Hedge Fund | Delaware | 3 | $556.8M | $10.0M |
| GALAXY 35 CLO, LTD. | Securitized Asset Fund | Cayman Islands | 0 | $549.9M | $250K |
| GALAXY 31 CLO, LTD. | Securitized Asset Fund | Cayman Islands | 0 | $469.8M | $250K |
| GALAXY XXV CLO LTD | Securitized Asset Fund | Cayman Islands | 0 | $465.6M | $250K |
| GALAXY 36 CLO, LTD. | Securitized Asset Fund | Cayman Islands | 0 | $448.5M | $250K |
| GALAXY 34 CLO, LTD. | Securitized Asset Fund | Cayman Islands | 0 | $426.6M | $250K |
| GALAXY 30 CLO, LTD. | Securitized Asset Fund | Cayman Islands | 0 | $395.2M | $250K |
| GALAXY 32 CLO, LTD. | Securitized Asset Fund | Cayman Islands | 0 | $395.0M | $250K |
| PINEBRIDGE ALTERNATIVE INVESTMENT FUNDS SICAV SIF | Other Private Fund | Luxembourg | 4 | $394.9M | $200K |
| GALAXY XXIV CLO LTD | Securitized Asset Fund | Cayman Islands | 0 | $392.3M | $250K |
| GALAXY XXII CLO, LTD. | Securitized Asset Fund | Cayman Islands | 0 | $371.5M | $250K |
| City | State | Employees | Phone |
|---|---|---|---|
| WESTPORT | CT | 10 | 646-857-8121 |
| HOUSTON | TX | 7 | 713-284-5909 |
| LOS ANGELES | CA | 5 | (310) 551-7800 |
| FORT LAUDERDALE | FL | 3 | 646-857-8000 |
| HINGHAM | MA | 2 | 781-267-5024 |