NEUBERGER BERMAN LOAN ADVISERS LLC of CHICAGO, IL is an SEC-registered investment adviser (CRD 285579). Regulatory assets under management: $4.9B.
Compensation: % of AUM, Performance.
Clients served: Investment cos.
| Name | Role | Location |
|---|---|---|
| Ashok Kumar Bhatia | DIRECTOR, MANAGING DIRECTOR AND CHIEF EXECUTIVE OFFICER | Chicago, IL |
| Stephen Gregory Wright | DIRECTOR AND MANAGING DIRECTOR | — |
| Kenneth M Deregt | DIRECTOR AND MANAGING DIRECTOR | — |
| Brian Lord | CHIEF COMPLIANCE OFFICER, ASSISTANT SECRETARY AND SENIOR VICE PRESIDENT | — |
| Anne Faris Brennan | DIRECTOR AND MANAGING DIRECTOR | — |
| EASON ROBERT GREEN LEE | DIRECTOR, MANAGING DIRECTOR AND CHIEF OPERATING OFFICER | — |
| TANK BRADLEY CURTIS | DIRECTOR, MANAGING DIRECTOR AND CHIEF EXECUTIVE OFFICER | — |
| AMATO JOSEPH VINCENT | DIRECTOR AND MANAGING DIRECTOR | — |
| BHATIA SUNIL KUMAR | DIRECTOR, MANAGING DIRECTOR AND CHIEF EXECUTIVE OFFICER | — |
| KOHN LAWRENCE JAY | DIRECTOR AND MANAGING DIRECTOR | — |
| LORD BRIAN | CHIEF COMPLIANCE OFFICER, ASSISTANT SECRETARY AND SENIOR VICE PRESIDENT | — |
| Eason Robert | DIRECTOR, MANAGING DIRECTOR AND CHIEF OPERATING OFFICER | — |
| WRIGHT STEPHEN GREGORY | DIRECTOR AND MANAGING DIRECTOR | — |
| deRegt Kenneth M | DIRECTOR AND MANAGING DIRECTOR | — |
| Brennan Anne | DIRECTOR AND MANAGING DIRECTOR | — |
| Brennan Anne Faris | DIRECTOR AND MANAGING DIRECTOR | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2024-08-13 | regulatory | THE BAFIN ALLEGED THAT IN A SINGLE INSTANCE IN 2021, NBSH WILLFULLY FILED A VOTING RIGHTS NOTIFICATION OF DROPPING BELOW 3% HOLDINGS IN ONE GERMAN ISSUER SIX WEEKS AFTER THE FILING DEADLINE. | On Appeal | $1.6M |
| 2024-08-13 | regulatory | THE BAFIN ALLEGED THAT IN A SINGLE INSTANCE IN 2021, NBSH WILLFULLY FILED A VOTING RIGHTS NOTIFICATION OF DROPPING BELOW 3% HOLDINGS IN ONE GERMAN ISSUER SIX WEEKS AFTER THE FILING DEADLINE. | Final | $580K |
| Fund | Type | Formed | Owners | Gross asset value | Min investment |
|---|---|---|---|---|---|
| NEUBERGER BERMAN LOAN ADVISERS CLO 33, LTD. | Securitized Asset Fund | Cayman Islands | 0 | $586.7M | $250K |
| NEUBERGER BERMAN LOAN ADVISERS CLO 34, LTD. | Securitized Asset Fund | Cayman Islands | 0 | $492.3M | $250K |
| NEUBERGER BERMAN LOAN ADVISERS CLO 35, LTD. | Securitized Asset Fund | Cayman Islands | 0 | $465.4M | $250K |
| NEUBERGER BERMAN LOAN ADVISERS CLO 31, LTD. | Securitized Asset Fund | Cayman Islands | 0 | $462.7M | $250K |
| NEUBERGER BERMAN LOAN ADVISERS CLO 30, LTD. | Securitized Asset Fund | Cayman Islands | 0 | $439.1M | $250K |
| NEUBERGER BERMAN LOAN ADVISERS CLO 29, LTD. | Securitized Asset Fund | Cayman Islands | 0 | $439.0M | $250K |
| NEUBERGER BERMAN LOAN ADVISERS CLO 26, LTD. | Securitized Asset Fund | Cayman Islands | 0 | $437.9M | $250K |
| NEUBERGER BERMAN LOAN ADVISERS CLO 25, LTD. | Securitized Asset Fund | Cayman Islands | 0 | $437.5M | $250K |
| NEUBERGER BERMAN LOAN ADVISERS CLO 24, LTD. | Securitized Asset Fund | Cayman Islands | 0 | $389.2M | $250K |
| NEUBERGER BERMAN LOAN ADVISERS CLO 27, LTD. | Securitized Asset Fund | Cayman Islands | 0 | $388.4M | $250K |
| NEUBERGER BERMAN LOAN ADVISERS CLO 28, LTD. | Securitized Asset Fund | Cayman Islands | 0 | $388.3M | $250K |
| NEUBERGER BERMAN LOAN ADVISERS CLO 32, LTD. | Securitized Asset Fund | Cayman Islands | 0 | $864K | $250K |
| NEUBERGER BERMAN LOAN ADVISERS CLO 36, LTD. | Securitized Asset Fund | Cayman Islands | 0 | $549K | $250K |
| City | State | Employees | Phone |
|---|---|---|---|
| NEW YORK | NY | 1 | 212-476-9000 |