FROST INVESTMENT SERVICES, LLC of SAN ANTONIO, TX is an SEC-registered investment adviser (CRD 286129). Regulatory assets under management: $3.7B. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM.
Clients served: Individuals, High net worth, Pooled vehicles.
| Name | Role | Location |
|---|---|---|
| Jack Brandon Repa | CHIEF COMPLIANCE OFFICER | — |
| Christopher Scott Walsh | INTERIM PRESIDENT / CHIEF OPERATIONS OFFICER; PRESIDENT / CHIEF OPERATIONS OFFICER | — |
| MORRIS CURTIS W | CHIEF COMPLIANCE OFFICER | — |
| REPA JACK BRANDON | CHIEF COMPLIANCE OFFICER | — |
| SCAVETTI JOSEPH JULIAN | CHIEF COMPLIANCE OFFICER | — |
| GALLAGHER MICHELLE A | CHIEF COMPLIANCE OFFICER | — |
| NEIDLINGER CHRISTOPHER WADE | CHIEF COMPLIANCE OFFICER; COMPLIANCE OFFICER | — |
| BANKS KAREN | PRESIDENT/CEO | — |
| HOLLIDAY ANGELA KRISTINA | COO/SVP; PRESIDENT / CHIEF EXECUTIVE OFFICER; SENIOR VICE PRESIDENT / CHIEF OPERATING OFFICER | — |
| CLAY LAWRENCE WILLIAM | CHIEF COMPLIANCE OFFICER | — |
| BANKS KAREN JOHNSON | PRESIDENT / CHIEF EXECUTIVE OFFICER | — |
| WATNE NICHOLAS R | CHIEF OPERATIONS OFFICER | — |
| WALSH SARAH SCOTT | CHIEF OPERATIONS OFFICER; INTERIM PRESIDENT / CHIEF OPERATIONS OFFICER | — |
| PALMER JACOB D | COMPLIANCE OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2023-10-19 | civil | THIS CIVIL ACTION STEMS FROM A DISPUTE AS TO THE OWNERSHIP OF AN ACCOUNT AT FROST BROKERAGE SERVICES, INC. ("FBS") IN THE NAME OF STURDI PACKAGING, INC. ("STURDI") (THE "ACCOUNT"). FBS PLACED A HOLD ON THE ACCOUNT AFTER CONFLICTING CLAIMS OF OWNERSHIP WERE RAISED. THE LAWSUIT WAS ORIGINALLY FILED ON… | Pending | — |
| — | criminal | — | — | — |