AWM CAPITAL, LLC of PHOENIX, AZ is an SEC-registered investment adviser (CRD 287980). Regulatory assets under management: $1.5B.
Compensation: % of AUM, Hourly, Fixed.
Clients served: Individuals, High net worth, Investment cos.
| Name | Role | Location |
|---|---|---|
| Justin Michael Dyer | MEMBER | Pasadena, CA |
| Brandon Lee Averill | PARTNER | — |
| Erik Daniel Averill | MEMBER | — |
| Robert Don Mcconchie | MEMBER | — |
| David Rickard Penniall | MEMBER | — |
| Debra Bellantoni Lynch | CHIEF COMPLIANCE OFFICER | — |
| PENNIALL DAVID RICKARD | MEMBER; SHAREHOLDER | — |
| DYER JUSTIN MICHAEL | CHIEF INVESTMENT OFFICER; MEMBER | — |
| AVERILL BRANDON LEE | MANAGING MEMBER; PARTNER; PARTNER, CCO | — |
| AVERILL ERIK DANIEL | MEMBER | — |
| MCCONCHIE ROBERT DON | MEMBER; MEMBER AND CHIEF COMPLIANCE OFFICER | — |
| AVERILL ANNE PENNIALL | CHIEF INVESTMENT OFFICER; INVESTMENT CONSULTANT | — |
| LYNCH DEBRA BELLANTONI | CHIEF COMPLIANCE OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2013-08-05 | regulatory | FAILURE TO COMPLETE THE REGISTRATION PROCESS OR WITHDRAW THE APPLICATION LEADING TO A NOTICE OF DENIAL OF REGISTRATION. | Final | — |
Venture Capital Fund: 9 · Real Estate Fund: 1
| Fund | Type | Formed | Owners | Gross asset value | Min investment |
|---|---|---|---|---|---|
| AWM VENTURES REAL ESTATE FUND I LP | Venture Capital Fund | Delaware | 50 | $31.0M | $50K |
| AWM VENTURE FUND VI LP | Venture Capital Fund | Delaware | 70 | $21.6M | $50K |
| AWM VENTURE FUND V LP | Venture Capital Fund | Delaware | 55 | $20.9M | $50K |
| AWM VENTURE FUND IV, LP | Venture Capital Fund | Arizona | 52 | $17.2M | $100K |
| AWM VENTURE FUND III, LLC | Venture Capital Fund | Arizona | 31 | $8.1M | $10K |
| AWM VENTURE FUND II, LLC | Venture Capital Fund | Arizona | 35 | $3.6M | $10K |
| AWM VENTURE FUND I LLC | Venture Capital Fund | Arizona | 16 | $3.0M | $10K |
| BAYWOOD RANCH LP | Real Estate Fund | Delaware | 30 | $1.4M | $25K |
| AWM VENTURE OPPORTUNITY FUND I LLC | Venture Capital Fund | Arizona | 25 | $1.0M | $10K |
| AWM VENTURES SPV III | Venture Capital Fund | Delaware | 15 | $187K | $1K |
| City | State | Employees | Phone |
|---|---|---|---|
| PASADENA | CA | 7 | 323-940-1339 |
| PASADENA | CA | 7 | 323-940-1339 |
| — | — | 1 | (323) 940-1339 |
| ATLANTA | GA | 1 | 323-940-1339 |
| TYLER | TX | 1 | (323) 940-1339 |
| BATON ROUGE | LA | 1 | (323) 940-1339 |
| — | — | 1 | (323) 940-1339 |
| TYLER | TX | 1 | (323) 940-1339 |
| ATLANTA | GA | 1 | 323-940-1339 |
| BATON ROUGE | LA | 1 | (323) 940-1339 |