MAGNUS FINANCIAL GROUP LLC of NEW YORK, NY is an SEC-registered investment adviser (CRD 289423). Regulatory assets under management: $2.3B.
Compensation: % of AUM, Hourly, Fixed.
Clients served: Individuals, High net worth, Pensions, Charities, Corporations.
| Name | Role | Location |
|---|---|---|
| David H Harrison | CHIEF COMPLIANCE OFFICER | — |
| Michael Scott Schwartz | CHIEF EXECUTIVE OFFICER; OWNER | — |
| Louis V Sorsaia | CHIEF OPERATING OFFICER | — |
| SCHWARTZ ROBERT SCOTT | CHIEF EXECUTIVE OFFICER; OWNER | — |
| SHUCKEROW MICHAEL JOSEPH | CHIEF COMPLIANCE OFFICER; OWNER | — |
| HARRISON DAVID H | CHIEF COMPLIANCE OFFICER | — |
| BARBER THOMAS KELLY | CHIEF MARKETING OFFICER | — |
| SORSAIA LOUIS V | CHIEF OPERATING OFFICER | — |
| David H. Harrison | CHIEF COMPLIANCE OFFICER | New Rochelle, NY |
| Louis V. Sorsaia | CHIEF OPERATING OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| — | regulatory | — | — | — |