B.A. ROBERTS FINANCIAL SERVICES, INC.

B.A. ROBERTS FINANCIAL SERVICES, INC. of MARQUETTE, MI is an SEC-registered investment adviser (CRD 289856). Regulatory assets under management: $373.9M.

Registration

Business model

Compensation: % of AUM, Hourly, Fixed.

Clients served: Individuals, High net worth, Pensions, Charities, Other.

Officers, owners & control persons (6)

NameRoleLocation
Bruce Allan RobertsPRESIDENT; PRINCIPAL AND CHIEF COMPLIANCE OFFICER
Stefany Lynn CarrickCHIEF OF STAFF
Jon Charles MommaertsPRESIDENT; PRINCIPAL
MOMMAERTS JON CHARLESPRESIDENT; PRINCIPAL
ROBERTS BRUCE ALLANPRESIDENT; PRINCIPAL AND CHIEF COMPLIANCE OFFICER
CARRICK STEFANY LYNNCHIEF OF STAFF

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