ROSENWALD CAPITAL MANAGEMENT, INC. of REDONDO BEACH, CA is an SEC-registered investment adviser (CRD 290118). Regulatory assets under management: $248.1M.
Compensation: % of AUM, Performance.
Clients served: Pooled vehicles, Investment cos.
| Name | Role | Location |
|---|---|---|
| Christopher Alfred Ha | CHIEF COMPLIANCE OFFICER | — |
| James Benno Rosenwald | DIRECTOR, PRESIDENT; TRUSTEE | — |
| Jocelyn May Rosenwald | DIRECTOR | — |
| Laura Parker Rosenwald | EXECUTIVE VICE PRESIDENT; TRUSTEE | — |
| Jill Nmn Rosenwald | DIRECTOR | — |
| Anita Nmn Vora | CHIEF FINANCIAL OFFICER, SECRETARY & TREASURER | — |
| ROSENWALD JAMES BENNO | DIRECTOR; DIRECTOR, PRESIDENT; TRUSTEE | — |
| ROSENWALD JILL | DIRECTOR | — |
| KRAMER STEVEN OLIVER | GENERAL COUNSEL | — |
| ROSENWALD JOCELYN | DIRECTOR | — |
| ROSENWALD LAURA PARKER | EXECUTIVE VICE PRESIDENT; TRUSTEE | — |
| VORA ANITA | CHIEF FINANCIAL OFFICER, SECRETARY & TREASURER | — |
| KRAMER STEVEN O | CHIEF COMPLIANCE OFFICER | — |
| HA CHRISTOPHER ALFRED | CHIEF COMPLIANCE OFFICER | — |
| ROSENWALD JOCELYN MAY | DIRECTOR | — |
| ROSENWALD JILL NMN | DIRECTOR | — |
| VORA ANITA NMN | CHIEF FINANCIAL OFFICER, SECRETARY & TREASURER | — |