SOVEREIGN FINANCIAL GROUP, INC. of STAMFORD, CT is an SEC-registered investment adviser (CRD 294314). Regulatory assets under management: $1.1B.
Compensation: % of AUM, Hourly, Fixed.
Clients served: Individuals, High net worth, Pensions, Charities.
| Name | Role | Location |
|---|---|---|
| Christopher Michael Mortara | CHIEF COMPLIANCE OFFICER | — |
| Charles Failla | MANAGING MEMBER | — |
| Nicholas Donald Thiede | HEAD OF OPERATIONS | — |
| Deanna Bowen Hutchinson | CHIEF COMPLIANCE OFFICER | — |
| Brett James Hall | DIRECTOR, TRADING OPERATIONS | — |
| FAILLA CHARLES | MANAGING MEMBER | — |
| KOCHERSPERGER JOHN KARL | CHIEF COMPLIANCE OFFICER | — |
| HUTCHINSON DEANNA BOWEN | CHIEF COMPLIANCE OFFICER | — |
Showing 15 of 24 offices.
| City | State | Employees | Phone |
|---|---|---|---|
| — | — | 2 | (203) 324-0033 |
| — | — | 1 | (315) 767-6235 |
| — | — | 1 | 914-649-9256 |
| — | — | 1 | 917-837-1065 |
| — | — | 1 | (888) 765-8180 |
| — | — | 1 | (484) 885-8462 |
| NOVI | MI | 1 | (248) 207-2836 |
| — | — | 1 | 5183689449 |
| — | — | 1 | 772-643-4349 |
| — | — | 1 | 203-936-6378 |
| COLORADO SPRINGS | CO | 1 | 719-424-0208 |
| SCOTTSDALE | AZ | 1 | 480-769-5650 |
| — | — | 1 | 2154866837 |
| — | — | 1 | 804-212-2228 |
| MILFORD | CT | 1 | 203-876-0099 |