CAPTIAL ADVISOR NETWORK of LAFAYETTE, IN is an SEC-registered investment adviser (CRD 297578). Regulatory assets under management: $124.5M.
Compensation: % of AUM, Hourly, Fixed.
Clients served: Individuals, High net worth, Pensions, Charities, Other.
| Name | Role | Location |
|---|---|---|
| Jared Johnson Wickes | OWNER/ CIO | — |
| Peter Kevin Johnson | OWNER, CHIEF EXECUTIVE OFFICER; OWNER, CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER | — |
| William Paul Evans | OWNER | — |
| Malcolm M Brown | OWNER | — |
| Jessica J Roeper | CHIEF COMPLIANCE OFFICER | — |
| BROWN HUGH M | OWNER | — |
| SMITH CLARENCE ANDREW | OWNER/CHIEF COMPLIANCE OFFICER | — |
| JOHNSON KEVIN | OWNER; OWNER / CCO; OWNER/CEO | — |
| EVANS THOMAS PAUL | INVESTMENT ADVISOR REPRESENTATIVE; OWNER | — |
| WICKES JARED JOHNSON | OWNER/ CIO | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2020-05-15 | regulatory | AN ANNUAL QUESTIONNAIRE IS REQUIRED BY THE STATE AND WAS NOT COMPLETED BY THE PROVIDED DEADLINE. | Final | $2K |