CARVAL CLO MANAGEMENT LLC of MINNEAPOLIS, MN is an SEC-registered investment adviser (CRD 298135). Regulatory assets under management: $7.3B.
Compensation: % of AUM, Performance.
Clients served: Investment cos.
| Name | Role | Location |
|---|---|---|
| Christopher Alan Mawn | PRESIDENT | — |
| Christie Ramona Farris Oberg | CHIEF COMPLIANCE OFFICER | — |
| Matthew Robert Bogart | GENERAL COUNSEL OF AB CARVAL INVESTORS L.P. | — |
| Christopher John Hedberg | CHIEF OPERATING OFFICER OF AB CARVAL INVESTORS L.P. | — |
| Brandynn Young Morris | CHIEF FINANCIAL OFFICER OF AB CARVAL INVESTORS L.P. | — |
| BOGART MATTHEW ROBERT | GENERAL COUNSEL OF AB CARVAL INVESTORS L.P. | — |
| HEDBERG CHRISTOPHER JOHN | CHIEF OPERATING OFFICER OF AB CARVAL INVESTORS L.P. | — |
| OBERG CHRISTIE RAMONA FARRIS | CHIEF COMPLIANCE OFFICER | — |
| MORRIS BRANDYNN YOUNG | CHIEF FINANCIAL OFFICER OF AB CARVAL INVESTORS L.P. | — |
| MAWN CHRISTOPHER ALAN | PRESIDENT | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| — | regulatory | — | — | — |
Showing 15 of 17 funds by gross asset value.
| Fund | Type | Formed | Owners | Gross asset value | Min investment |
|---|---|---|---|---|---|
| CARVAL CLO II LTD | Securitized Asset Fund | Cayman Islands | 5 | $661.1M | $250K |
| CARVAL CLO IX-C LTD. | Securitized Asset Fund | Jersey | 4 | $517.6M | $250K |
| CARVAL CLO XI-C LTD. | Securitized Asset Fund | Cayman Islands | 5 | $514.1M | $250K |
| CARVAL CLO X-C LTD. | Securitized Asset Fund | Jersey | 4 | $514.0M | $250K |
| CARVAL CLO VII-C LTD. | Securitized Asset Fund | Cayman Islands | 6 | $508.9M | $250K |
| CARVAL CLO VI-C LTD. | Securitized Asset Fund | Jersey | 6 | $502.3M | $250K |
| AB CARVAL EURO CLO III-C DESIGNATED ACTIVITY COMPANY | Securitized Asset Fund | Ireland | 4 | $499.3M | $250K |
| AB CARVAL EURO CLO I-C DESIGNATED ACTIVITY COMPANY | Securitized Asset Fund | Ireland | 4 | $485.8M | $250K |
| CARVAL CLO III LTD | Securitized Asset Fund | Cayman Islands | 2 | $460.0M | $250K |
| CARVAL CLO V-C LTD. | Securitized Asset Fund | Cayman Islands | 7 | $432.3M | $250K |
| AB CARVAL EURO CLO II-C DESIGNATED ACTIVITY COMPANY | Securitized Asset Fund | Ireland | 4 | $431.0M | $250K |
| CARVAL CLO XII-C LTD. | Securitized Asset Fund | Cayman Islands | 3 | $422.5M | $250K |
| CARVAL CLO IV LTD | Securitized Asset Fund | Cayman Islands | 5 | $418.7M | $250K |
| CARVAL CLO VIII-C LTD. | Securitized Asset Fund | Jersey | 6 | $407.8M | $250K |
| CARVAL CLO I LTD | Securitized Asset Fund | Cayman Islands | 6 | $363.5M | $250K |
| City | State | Employees | Phone |
|---|---|---|---|
| LONDON | — | 0 | 44 20 72927700 |
| NEW YORK | NY | 0 | 212-457-0147 |
| LONDON | — | 0 | 44 20 72927700 |
| NEW YORK | NY | 0 | 212-457-0147 |