RESURGENT FINANCIAL ADVISORS LLC

RESURGENT FINANCIAL ADVISORS LLC of ATLANTA, GA is an SEC-registered investment adviser (CRD 299575). Regulatory assets under management: $354.7M. This firm reports disciplinary history on Form ADV.

Registration

Business model

Compensation: % of AUM, Hourly, Fixed.

Clients served: Individuals, High net worth, Pooled vehicles, Pensions, Charities.

Officers, owners & control persons (18)

NameRoleLocation
Townes DuncanGENERAL PARTNERBrentwood, TN
Sarah Jean SuttonCHIEF COMPLIANCE OFFICER
Kip Reed CaffeyCHIEF EXECUTIVE OFFICER AND PRESIDENT
Charles Cole GerberGENERAL PARTNER
Katherine Kraft DeckerCHIEF FINANCIAL OFFICER AND TREASURER
(Jr) Gene Ruffner PageGENERAL PARTNER
Matthew Weber PohlmanGENERA PARTNER
GERBER CHARLES COLEGENERAL PARTNER
CAFFEY KIP REEDCHIEF EXECUTIVE OFFICER; CHIEF EXECUTIVE OFFICER AND PRESIDENT
SUTTON SARAH JEANCHIEF COMPLIANCE OFFICER
CORDLE POLLY WHITECHIEF COMPLIANCE OFFICER
PELOS CONSTANTINE ANDREWCHIEF COMPLIANCE OFFICER
PELOS CONSTANTINECHIEF COMPLIANCE OFFICER
SHOAF NB FORRESTCHIEF COMPLIANCE OFFICER; COMPLIANCE OFFICER; SECRETARY
DUNCAN TOWNESGENERAL PARTNER
DECKER KATHERINE KRAFTCHIEF FINANCIAL OFFICER AND TREASURER
PAGE JR GENE RUFFNERGENERAL PARTNER
POHLMAN MATTHEW WEBERGENERA PARTNER

Disclosures (8)

InitiatedTypeAllegationsStatusAmount
2021-02-15civilPLAINTIFF ALLEGED THAT, PRIOR TO HER HUSBAND'S SUICIDE, THE ADVISORY AFFILIATE ALLOWED HER NOW-DECEASED HUSBAND TO MAKE UNAUTHORIZED WITHDRAWALS FROM PLAINTIFF'S ACCOUNTS AND UTMA ACCOUNTS ESTABLISHED FOR THE BENEFIT OF THEIR CHILDREN.Final$33K
regulatory

Branch offices (18)

Showing 15 of 18 offices.

CityStateEmployeesPhone
MARIETTAGA3770-858-0001
MARIETTAGA3770-858-0001
DANVILLEKY2859-236-2339
ATLANTAGA2404-477-1771
ATLANTAGA2404-477-1771
DANVILLEKY2859-236-2339
ATLANTAGA1404-937-3367
GREENVILLENC1252-751-9016
CHAPEL HILLNC1919-360-2537
WILMINGTONNC1919-360-2537
1678-530-5390
1895-236-2339
ATLANTAGA1404-937-3367
GREENVILLENC1252-751-9016
CHAPEL HILLNC1919-360-2537

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