RESURGENT FINANCIAL ADVISORS LLC of ATLANTA, GA is an SEC-registered investment adviser (CRD 299575). Regulatory assets under management: $354.7M. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM, Hourly, Fixed.
Clients served: Individuals, High net worth, Pooled vehicles, Pensions, Charities.
| Name | Role | Location |
|---|---|---|
| Townes Duncan | GENERAL PARTNER | Brentwood, TN |
| Sarah Jean Sutton | CHIEF COMPLIANCE OFFICER | — |
| Kip Reed Caffey | CHIEF EXECUTIVE OFFICER AND PRESIDENT | — |
| Charles Cole Gerber | GENERAL PARTNER | — |
| Katherine Kraft Decker | CHIEF FINANCIAL OFFICER AND TREASURER | — |
| (Jr) Gene Ruffner Page | GENERAL PARTNER | — |
| Matthew Weber Pohlman | GENERA PARTNER | — |
| GERBER CHARLES COLE | GENERAL PARTNER | — |
| CAFFEY KIP REED | CHIEF EXECUTIVE OFFICER; CHIEF EXECUTIVE OFFICER AND PRESIDENT | — |
| SUTTON SARAH JEAN | CHIEF COMPLIANCE OFFICER | — |
| CORDLE POLLY WHITE | CHIEF COMPLIANCE OFFICER | — |
| PELOS CONSTANTINE ANDREW | CHIEF COMPLIANCE OFFICER | — |
| PELOS CONSTANTINE | CHIEF COMPLIANCE OFFICER | — |
| SHOAF NB FORREST | CHIEF COMPLIANCE OFFICER; COMPLIANCE OFFICER; SECRETARY | — |
| DUNCAN TOWNES | GENERAL PARTNER | — |
| DECKER KATHERINE KRAFT | CHIEF FINANCIAL OFFICER AND TREASURER | — |
| PAGE JR GENE RUFFNER | GENERAL PARTNER | — |
| POHLMAN MATTHEW WEBER | GENERA PARTNER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2021-02-15 | civil | PLAINTIFF ALLEGED THAT, PRIOR TO HER HUSBAND'S SUICIDE, THE ADVISORY AFFILIATE ALLOWED HER NOW-DECEASED HUSBAND TO MAKE UNAUTHORIZED WITHDRAWALS FROM PLAINTIFF'S ACCOUNTS AND UTMA ACCOUNTS ESTABLISHED FOR THE BENEFIT OF THEIR CHILDREN. | Final | $33K |
| — | regulatory | — | — | — |