HAUSER RETIREMENT SOLUTIONS 2 LLC of CINCINNATI, OH is an SEC-registered investment adviser (CRD 299959). Regulatory assets under management: $1.2B.
Compensation: % of AUM, Fixed.
Clients served: Pensions.
| Name | Role | Location |
|---|---|---|
| Andrew S Warning | CHIEF COMPLIANCE OFFICER | — |
| Mark John Hauser | CHAIRMAN; INDIVIDUAL | — |
| Jessica Elizabeth Singer | MANAGING DIRECTOR | — |
| WARNING ANDREW S | CHIEF COMPLIANCE OFFICER | — |
| HAUSER MARK JOHN | CHAIRMAN; INDIVIDUAL | — |
| KREINEST CHRISTA JO | CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER & MANAGER; MANAGING DIRECTOR | — |
| TUBESING EMILY KATE | MANAGING DIRECTOR | — |
| SINGER JESSICA ELIZABETH | MANAGING DIRECTOR | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2020-08-21 | criminal | MARK HAUSER WAS CHARGED AND PLEAD GUILTY ON SEPTEMBER 21, 2020 TO CONSPIRING WITH OTHERS TO USE BRIBERY AND OTHER FORMS OF FRAUD TO FALSIFY ACT TEST SCORES TO FACILITATE THE ADMISSION OF HIS DAUGHTER TO COLLEGES AND UNIVERSITIES WITHIN THE DISTRICT OF MASSACHUSETTS AND ELSEWHERE. | Final | — |