OPTIMAS CAPITAL LIMITED

OPTIMAS CAPITAL LIMITED of HONG KONG is an SEC exempt reporting adviser (CRD 300686).

Registration

CRD: 300686
SEC file number: 802-114894
Type: Exempt reporting adviser
Location: 32/F, HENLEY BUILDING, 5 QUEEN'S ROAD CENTRAL, CENTRAL, HONG KONG, 0000
Phone: +852 3589 6379
Latest filing: 2026-03-25

Officers, owners & control persons (14)

Name	Role	Location
Chen G Chen	DIRECTOR	Greensboro, NC
Thomas Hong Man Wong	CHIEF INVESTMENT OFFICER	—
Ming Huang Ernest Fong	CHIEF OPERATING OFFICER	—
Yun Cai	SHAREHOLDER	—
Ying Kin Wong	CHIEF EXECUTIVE OFFICER / DIRECTOR; DIRECTOR	—
Haofeng Lu	DIRECTOR AND CHIEF EXECUTIVE OFFICER; DIRECTOR AND CHIEF OPERATING OFFICER	—
Wing Shan Vincy Chow	DIRECTOR	—
WONG PAK KIN	CHIEF EXECUTIVE OFFICER; CHIEF EXECUTIVE OFFICER / DIRECTOR	—
WONG KAN MAN	CHIEF INVESTMENT OFFICER; CHIEF INVESTMENT OFFICER/ DIRECTOR	—
Cai Yun	SHAREHOLDER	—
Lu Haofeng	DIRECTOR; DIRECTOR AND CHIEF OPERATING OFFICER	—
Fung Jenie Ching Yee	CHIEF OPERATING OFFICER	—
CHOW WING SHAN VINCY	DIRECTOR	—
Han Xiang Koh	CHIEF COMPLIANCE OFFICER	—

Disclosures (3)

Initiated	Type	Allegations	Status	Amount
2018-08-06	regulatory	IN APRIL 2021, THE SECURITIES AND FUTURES COMMISSION (SFC) PUBLICLY REPRIMANDED AND FINED OPTIMAS CAPITAL LIMITED (OPTIMAS) FOR ITS FAILURE TO ENSURE THE SHORT POSITION REPORTS IT PREPARED AND SUBMITTED TO THE SFC BETWEEN 23 JUNE 2017 AND 9 JULY 2018 WERE ACCURATE AND COMPLIANT WITH THE SFC REQUIREM…	Final	$134K

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