SUNDANCE BAY INVESTMENT MANAGER, LLC

SUNDANCE BAY INVESTMENT MANAGER, LLC of SALT LAKE CITY, UT is an SEC-registered investment adviser (CRD 301868). Regulatory assets under management: $2.1B.

Registration

Business model

Compensation: % of AUM, Performance.

Clients served: Pooled vehicles, Investment cos.

Officers, owners & control persons (26)

Showing 25 of 26 people.

NameRoleLocation
Ryan Justin BaughmanMANAGER; MANAGER/MEMBER—
Michael Clair NixonMANAGER; MANAGER/MEMBER—
Matthew Scott RomneyMANAGER; MANAGER/MEMBER—
Ann Elizabeth MasticCHIEF COMPLIANCE OFFICER—
Bryan SwissGENERAL COUNSEL—
Mark Duff MaughanMANAGER—
Cooper Donna LynneCHIEF COMPLIANCE OFFICER—
PENNINGTON JEREMY STEPHENCHIEF COMPLIANCE OFFICER—
BAUGHMAN RYAN JUSTINMANAGER; MANAGER/MEMBER; MANAGER/OWNER (+1 more)—
NIXON MICHAEL CLAIRMANAGER; MANAGER/MEMBER; MANAGER/OWNER (+2 more)—
MAUGHAN MARK DUFFMANAGER; MANAGER/OWNER; PRINCIPAL—
ROMNEY MATTHEW SCOTTMANAGER; MANAGER/MEMBER; MANAGER/OWNER (+1 more)—
ROMNEY CRAIG EDWARDMANAGER; MANAGER/OWNER; PRINCIPAL—
OLSEN TRAVIS BENNYPRINCIPAL—
RICKS STANFORD JAYMANAGER—
RICKS CONNIE SPONGBERGPRINCIPAL—
MASTIC ANN ELIZABETHCHIEF COMPLIANCE OFFICER—
SWISS BRYANGENERAL COUNSEL—
Baughman Ryan JMANAGER; OWNER—
Nixon MichaelMANAGER / PARTNER—
Maughan MarkMANAGER; OWNER—
Romney MatthewPARTNER—
Romney CraigPARTNER—
Olsen TravisPARTNER—
Ricks StanfordMANAGER—

Branch offices (4)

CityStateEmployeesPhone
SAN DIEGOCA1801.658.1923
CARLSBADCA1801.658.1959
SAN DIEGOCA1801.658.1923
CARLSBADCA1801.658.1959

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