TANNIN CAPITAL, LLC of CHARLOTTE, NC is an SEC-registered investment adviser (CRD 304238). Regulatory assets under management: $824.9M.
Compensation: % of AUM.
Clients served: Individuals, High net worth, Pooled vehicles.
| Name | Role | Location |
|---|---|---|
| Clay Hutchinson Young | SOLE MEMBER AND CHIEF COMPLIANCE OFFICER | — |
| YOUNG CLAY HUTCHINSON | SOLE MEMBER AND CHIEF COMPLIANCE OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2020-04-24 | regulatory | ON JULY 28, 2021, TANNIN CAPITAL ENTERED INTO A FINAL ORDER WITH THE NORTH CAROLINA DEPARTMENT OF THE SECRETARY OF STATE SECURITIES DIVISION. THE ORDER RELATED TO ALLEGATIONS THAT TANNIN CAPITAL WAS NOT ELIGIBLE FOR REGISTRATION WITH U.S. SECURITIES AND EXCHANGE COMMISSION FROM OCTOBER 2019 TO APRIL… | Final | $3K |
| City | State | Employees | Phone |
|---|---|---|---|
| RALEIGH | NC | 3 | 919-874-5656 |
| RALEIGH | NC | 3 | 919-874-5656 |