BALLAST FINANCIAL ADVISORS, LLC of WEST CHESTER, PA is an SEC-registered investment adviser (CRD 304430). Regulatory assets under management: $342.6M.
Compensation: % of AUM, Hourly, Fixed.
Clients served: Individuals, High net worth, Pooled vehicles, Pensions, Charities.
| Name | Role | Location |
|---|---|---|
| Joseph David Baker | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | — |
| Daniel Patrick Mc Hugh | MANAGING MEMBER | — |
| BAKER DAVID | MANAGING MEMBER; MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | — |
| MILLER DAVID JOHN | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | — |
| MC HUGH DANIEL PATRICK | MANAGING MEMBER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| — | regulatory | — | — | — |