EXOS ASSET MANAGEMENT LLC of NEW YORK, NY is an SEC-registered investment adviser (CRD 305706). Regulatory assets under management: $682K. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM, Performance.
Clients served: High net worth, Pooled vehicles, Investment cos.
| Name | Role | Location |
|---|---|---|
| Jonathan Kerner | CHIEF FINANCIAL OFFICER | NEW YORK, NY |
| Michael Forstl | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| Brady William Dougan | CHIEF EXECUTIVE OFFICER; CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER; SHAREHOLDER | — |
| Donald Neil Radey | CHIEF LEGAL OFFICER | — |
| Robert L Basso | CHIEF ADMINISTRATION OFFICER | — |
| DOUGAN BRADY WILLIAM | CHIEF EXECUTIVE OFFICER; SHAREHOLDER | — |
| RADEY DONALD NEIL | CHIEF LEGAL OFFICER | — |
| OSTERGAARD JILL WENZLAFF | CHIEF COMPLIANCE OFFICER | — |
| EARLY PETER LYONS | PARTNER, HEAD OF BUSINESS STRATEGY | — |
| HAUF JASON WILLIAMS | CHIEF FINANCIAL OFFICER | — |
| HATSTADT PHILIPPE ANDRE | CHIEF RISK OFFICER | — |
| Hatstadt Philippe | CHIEF RISK OFFICER | — |
| Early Peter | PARTNER, HEAD OF BUSINESS STRATEGY | — |
| BRANSFIELD KYLE PHILIP | PARTNER, HEAD OF BUSINESS | — |
| KRONER KENNETH FRANK | VICE CHAIR | — |
| COHEN JONATHAN ELLIOT | HEAD OF ASSET MANAGEMENT | — |
| Kroner Kenneth F | VICE CHAIR | — |
| NEISCH JACQUELINE ANN | CONTROLLER | — |
| Forstl Michael | CHIEF COMPLIANCE OFFICER | — |
| Kerner Jonathan | CHIEF FINANCIAL OFFICER | — |
| Basso Robert L | CHIEF ADMINISTRATION OFFICER | — |
| Paul David Greene | CHIEF FINANCIAL OFFICER | — |
| Roger M Machlis | GENERAL COUNSEL | — |
| Dewey Stanton Tucker | HEAD OF ASSET MANAGEMENT | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| — | civil | — | — | — |
Private Equity Fund: 1 · Hedge Fund: 1
| Fund | Type | Formed | Owners | Gross asset value | Min investment |
|---|---|---|---|---|---|
| EXOS PRIVATE OPPORTUNITIES I LLC | Private Equity Fund | Delaware | 2 | $547K | $50K |
| EXOS COLLATERALIZED SPAC HOLDINGS FUND L.P. | Hedge Fund | Delaware | 1 | — | — |