BRETON BERNARD ANDRE appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. BRETON BERNARD ANDRE appears on 7 filing roles across Form ADV (7).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | OSAIC ADVISORY SERVICES, LLC | CHIEF COMPLIANCE OFFICER - RIA | ATLANTA, GA |
| — | Form ADV | INVESTORS CAPITAL CORP. | BD CHIEF COMPLIANCE OFFICER | LYNNFIELD, MA |
| — | Form ADV | KMS FINANCIAL SERVICES, INC. | CHIEF COMPLIANCE OFFICER | SEATTLE, WA |
| — | Form ADV | CARILLON INVESTMENTS, INC. | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | CINCINNATI, OH |
| — | Form ADV | TRIAD ADVISORS, LLC | EXECUTIVE VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | ATLANTA, GA |
| — | Form ADV | CETERA ADVISOR NETWORKS LLC | CHIEF COMPLIANCE OFFICER | EL SEGUNDO, CA |
| — | Form ADV | CETERA ADVISORS LLC | VICE PRESIDENT, BROKER DEALER CHIEF COMPLIANCE OFFICER AND SECRETARY | GREENWOOD VILLAGE, CO |