LUMENT INVESTMENT MANAGEMENT, LLC

LUMENT INVESTMENT MANAGEMENT, LLC of NEW YORK, NY is an SEC-registered investment adviser (CRD 306487). Regulatory assets under management: $1.9B.

Registration

Business model

Compensation: % of AUM, Performance.

Clients served: Investment cos.

Officers, owners & control persons (15)

NameRoleLocation
Michele Elissa HalickmanCHIEF COMPLIANCE OFFICER—
HENSON JAMES JOSEPHGENERAL COUNSEL; SECRETARY—
MAINELLI KEVIN JOSEPHCHIEF COMPLIANCE OFFICER; SENIOR MANAGING DIRECTOR—
FLYNN JAMES PETERCHIEF EXECUTIVE OFFICER—
DOBYNS TIMOTHY JOHNASSISTANT SECRETARY—
Dobyns Timothy JASSISTANT SECRETARY—
Halickman MicheleCHIEF COMPLIANCE OFFICER—
LARSEN MICHAEL PETERPRESIDENT—
HALICKMAN MICHELE ELISSACHIEF COMPLIANCE OFFICER—
TORRES PRECILLA GOZUMSENIOR MANAGING DIRECTOR—
BRIGGS JAMES ANTHONYCHIEF ACCOUNTING OFFICER—
MEDRANO MONICA MARIECHIEF COMPLIANCE OFFICER—
James Anthony BriggsCHIEF ACCOUNTING OFFICER—
James Peter FlynnCHIEF EXECUTIVE OFFICER—
Stephanie Gause CulpepperGENERAL COUNSEL OF LUMENT—

Branch offices (3)

CityStateEmployeesPhone
DALLASTX17214-237-2000
NEW YORKNY13212-468-5888
COLUMBUSOH3800-837-5100

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