SOURCEROCK GROUP LLC

SOURCEROCK GROUP LLC of DENVER, CO is an SEC-registered investment adviser (CRD 307575). Regulatory assets under management: $3.1B. This firm reports disciplinary history on Form ADV.

Registration

CRD: 307575
SEC file number: 801-121057
Type: Registered investment adviser
Location: 210 UNIVERSITY BLVD, SUITE 330, DENVER, CO, 80206
Phone: 720-790-2271
Latest filing: 2026-04-02
Regulatory AUM: $3.1B
Discretionary AUM: $3.1B
Clients: 16
Accounts: 9

Business model

Compensation: % of AUM, Performance.

Clients served: Investment cos.

Officers, owners & control persons (6)

Name	Role	Location
Christian Zann	MEMBER	Denver, CO
Andrew Michael Haley	CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER	Denver, CO
Thiru Vengadam Ramakrishnan	MEMBER	—
HALEY ANDREW MICHAEL	CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER	—
RAMAKRISHNAN THIRU VENGADAM	MEMBER	—
Zann Christian	MEMBER	—

Disclosures (3)

Initiated	Type	Allegations	Status	Amount
2024-03-21	regulatory	SETTLED ORDER PROVIDES THAT ADVISER PURCHASED SECURITIES IN A SINGLE COVERED OFFERING WHEN IT HAD SOLD SHORT SHARES IN THE SAME SECURITIES WITHIN THE RULE 105 RESTRICTED PERIOD.	Final	$250K

Private funds (1)

Fund	Type	Formed	Owners	Gross asset value	Min investment
SOURCEROCK FUND LP	Hedge Fund	Delaware	120	$1.5B	$1.0M

Branch offices (1)

City	State	Employees	Phone
OLD GREENWICH	CT	3	203-350-8857

Fund service providers (1)

custodian: SOURCEROCK OFFSHORE FUND LTD.