ADAPTATION FINANCIAL ADVISORS INC.

ADAPTATION FINANCIAL ADVISORS INC. of OKLAHOMA CITY, OK is an SEC-registered investment adviser (CRD 309192). Regulatory assets under management: $233.6M.

Registration

Business model

Compensation: % of AUM, Hourly, Fixed.

Clients served: Individuals, High net worth, Pensions, Charities.

Officers, owners & control persons (14)

NameRoleLocation
Scott WozniakOWNERNEWNAN, GA
Alan Philip NiemannCEO, CHIEF COMPLIANCE OFFICER; TRUSTEE
Michael David KrostSHAREHOLDER
Avery Gweb NiemannDIRECTOR
EISCHEN TIMOTHY PAULSHAREHOLDER
KROST MICHAEL DAVIDSHAREHOLDER
ROBINSON MITCHELL KEANDIRECTOR OF COMPLIANCE; DIRECTOR OF COMPLIANCE, CHIEF COMPLIANCE OFFICER
Cox Kevin VincentCHIEF COMPLIANCE OFFICER; MEMBER
NIEMANN ALAN PHILIPCEO; CEO, CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER (+2 more)
BOX TAYLOR ANNETTA MARIEASSISTANT COMPLIANCE OFFICER
ROBINSON MITCH LEBON-MELLENCAMPDIRECTOR OF COMPLIANCE
Butcher Kacey LeeOWNER
Wozniak ScottOWNER
Niemann Avery GwebDIRECTOR

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