DEFINED FINANCIAL PLANNING LLC

DEFINED FINANCIAL PLANNING LLC of SAN RAFAEL, CA is an SEC-registered investment adviser (CRD 310137). Regulatory assets under management: $137.3M.

Registration

Business model

Compensation: % of AUM, Fixed.

Clients served: Individuals, High net worth, Pensions, Charities.

Officers, owners & control persons (7)

NameRoleLocation
Samuel Vasquez GaetaCHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER, MEMBER
Brianna Nicole GutierrezDIRECTOR OF OPERATIONS, MEMBER
SMITH M GREGORYDIRECTOR OF TAX PLANNING
COOPER MARTEL JEDDIRECTOR OF INVESTMENTS
Gaeta Samuel VasquezCHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER; CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER, MEMBER
Vasquez Richard AnthonyPARTNER
Gutierrez Brianna NicoleDIRECTOR OF OPERATIONS, MEMBER

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