AON ADVANTAGE FUNDS LLC

AON ADVANTAGE FUNDS LLC of CHICAGO, IL is an SEC exempt reporting adviser (CRD 310335).

Registration

Officers, owners & control persons (21)

NameRoleLocation
Robert LeeVP AND ASSISTANT SECRETARYAlbuquerque, NM
Lee RobertVP AND ASSISTANT SECRETARYChicago, IL
John ThompsonASSISTANT VICE PRESIDENT; ASSISTANT VICE PRESIDENT, MANAGING DIRECTORSPARKS, NV
Michelle S LeyAVP AND ASSISTANT SECRETARYChicago, IL
David S ZaccariaCOOChicago, IL
Patrick Daniel HayesCCO—
Ari Noah JacobsPRESIDENT AND TREASURER—
Paul Allen HagyPRESIDENT AND TREASURER—
Domingo GarciaSENIOR VICE PRESIDENT—
Christopher DouglassVP AND SECRETARY—
HAGY PAUL ALLENPRESIDENT; PRESIDENT AND TREASURER—
DOWNING JAMES ROTHCCO—
HAYES ZACHARY DANIELCCO—
FARRAR MATTHEW LEIGHASSISTANT VICE PRESIDENT; VICE PRESIDENT—
Zaccaria David SCOO—
SIDHU RANDY SINGHPORTFOLIO MANAGER—
COCHRANE ANTHONY BRIANCHIEF COMMERCIAL OFFICER—
Cho JulieSECRETARY AND VP—
Garcia DomingoSENIOR VICE PRESIDENT—
Ley Michelle SAVP AND ASSISTANT SECRETARY—
Michelle S. LeyAVP AND ASSISTANT SECRETARY—

Disclosures (6)

InitiatedTypeAllegationsStatusAmount
2024-01-25regulatoryTHE SECURITIES AND EXCHANGE COMMISSION ("SEC") ENTERED AN ORDER INSTITUTING ADMINISTRATIVE AND CEASE-AND-DESIST PROCEEDINGS (THE "ORDER") AGAINST AON INVESTMENTS USA INC. ("AIUSA"). THE ORDER ALLEGED THAT AIUSA: (I) FAILED TO "ADEQUATELY INVESTIGATE" A CLIENT'S CONCERNS ABOUT DISCREPANCIES BETWEEN H…Final$1.5M

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