FINDEC WEALTH SERVICES, INC. of STOCKTON, CA is an SEC-registered investment adviser (CRD 311949). Regulatory assets under management: $627.9M.
Compensation: % of AUM, Hourly, Fixed.
Clients served: Individuals, High net worth, Pooled vehicles, Pensions.
| Name | Role | Location |
|---|---|---|
| Kenneth Robert Herold | CHIEF COMPLIANCE OFFICER | — |
| Michael E Lee | PRESIDENT & CHIEF EXECUTIVE OFFICER | — |
| Kevin Eugene Mahoney | SHAREHOLDER | — |
| MAHONEY MICHAEL EUGENE | BUSINESS DEVELOPMENT OFFICER; SHAREHOLDER | — |
| TEIGEN TOLEN CLEMENT | CHIEF INVESTMENT OFFICER | — |
| LEE MICHAEL E | PRESIDENT & CHIEF EXECUTIVE OFFICER | — |
| MORRIS RAQUEL TANICA | CHIEF OPERATIONS OFFICER | — |
| HEROLD KENNETH ROBERT | CHIEF COMPLIANCE OFFICER | — |