PHILLIPS CAPITAL, LLC

PHILLIPS CAPITAL, LLC is an SEC-registered investment adviser (CRD 312403). Regulatory assets under management: $314K.

Registration

• CRD: 312403
• SEC file number: 801-120281
• Type: Registered investment adviser
• Phone: 404-274-3296
• Latest filing: 2026-02-07
• Regulatory AUM: $314K
• Discretionary AUM: $314K
• Clients: 1
• Accounts: 12

Business model

Compensation: % of AUM.

Clients served: High net worth.

Officers, owners & control persons (2)

More on this firm

• Form ADV Part 2 brochure
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• This page as markdown (for LLM agents)
• CRD 312403 on SEC IAPD (source of record)
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