PROSPECT FINANCIAL SERVICES LLC of MELVILLE, NY is an SEC-registered investment adviser (CRD 314154). Regulatory assets under management: $431.0M.
Compensation: % of AUM, Fixed.
Clients served: Individuals, High net worth, Pensions, Charities.
| Name | Role | Location |
|---|---|---|
| Sean Peter Rooney | MANAGING PARTNER AND CHIEF COMPLIANCE OFFICER | — |
| Jay L Nathan | PARTNER | — |
| Anthony Carmine Sgueglia | OWNER | — |
| Michael Frances Fairbrother | OWNER | — |
| ROONEY SEAN PETER | MANAGING PARTNER AND CHIEF COMPLIANCE OFFICER | — |
| NATHAN JAY L | PARTNER | — |
| SGUEGLIA ANTHONY CARMINE | OWNER | — |
| FAIRBROTHER MICHAEL FRANCES | OWNER | — |