HERRING RIA SUB, LLC

HERRING RIA SUB, LLC of SAN FRANCISCO, CA is an SEC-registered investment adviser (CRD 314783). Regulatory assets under management: $2.2M.

Registration

Officers, owners & control persons (4)

NameRoleLocation
ABRAHAM JACK PHILLIPMEMBER—
Katsoulis Theodore NicholasCHIEF COMPLIANCE OFFICER—
Hegarty David JohnCHIEF EXECUTIVE OFFICER; TRUSTEE—
Hegarty Sandhya ChibTRUSTEE—

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